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discipline 3 October 2026

The duty in context

No improper communication with the court court

The lawyer must not communicate with the court on a matter of substance in the opponent's absence except where permitted, and must promptly disclose to the opponent any such communication.

765 cases 58% strike-off avg suspension 20.0 mo avg fine 58,571 272 with dishonesty finding

How the codes express this duty

E&W Solicitors SRA Principles & Code no clear equivalent
E&W Barristers BSB Handbook no clear equivalent
Cayman Islands Legal Services Code 2026 no clear equivalent
AU Solicitors Solicitors' Conduct Rules Rules 22.5; 22.6 strong 110 cases
22.5 A solicitor must not, outside an ex parte application or a hearing of which an opponent has had proper notice, communicate in the opponent's absence with the court concerning any matter of substance in connection with current proceedings unless: ... 22.6 A solicitor must promptly tell the opponent what passes between the solicitor and a court in a communication referred to in Rule 22.5.
AU Barristers Uniform Barristers Rules rr53-54 strong 50 cases
A barrister must not, outside an ex parte application or a hearing of which an opponent has had proper notice, communicate in the opponent's absence with the court concerning any matter of substance in connection with current proceedings unless [permitted]. A barrister must promptly tell an opponent what passes between the barrister and a court in a communication referred to in Rule 53.
IE Solicitors Law Society Guide Ch5 — Communication with the court strong 83 cases
A solicitor should not discuss the merits of a case with the judge, registrar, clerk or other official before whom a case is pending. Where during the case a written communication to the court is required, the solicitor should deliver a copy of the communication to the opposing party.
IE Barristers Bar Code of Conduct Rule 5.28; Rule 5.29 strong 83 cases
Barristers shall not approach a Judge to discuss with them any matter then pending or at hearing before that Judge without the consent of the Judge and their opposing lawyer or lay litigant being present during such approach.
JM Attorneys Canons of Professional Ethics Canon V(i) partial 38 cases
In any proceeding in a Court an Attorney shall not communicate or cause any other person to communicate with a juror as to the merits of such proceedings, and shall only do so with a Judge or person exercising Judicial functions:- (i) in the normal course of the proceedings, or (ii) where authorised by law, or the practice of the Courts or with the consent of the parties.
JE Lawyers Law Society of Jersey Code G.3.4 partial
Members must not discuss the merits of a case with a member of the judiciary before whom a case is pending or by whom it may be heard unless invited to do so in the presence of the lawyer for the other side.
ON Lawyers LSO Rules of Prof. Conduct r 5.1-2(d) partial
When acting as an advocate, a lawyer shall not ... endeavour or allow anyone else to endeavour, directly or indirectly, to influence the decision or action of a tribunal or any of its officials in any case or matter by any means other than open persuasion as an advocate
BC Lawyers BC Code r 2.1-2(d) partial 24 cases
A lawyer should never seek privately to influence a court or tribunal, directly or indirectly, in the lawyer's or a client's favour, nor should the lawyer attempt to curry favour with juries by fawning, flattery or pretended solicitude for their personal comfort.
NZ Lawyers Conduct & Client Care Rules r 13.2.2 strong
A lawyer must not discuss any case or matter before the court with any judicial officer involved in the proceeding either formally or informally outside of the rules of procedure ... In cases of doubt, the lawyers for other parties (or if a party is not represented, then the party concerned) should be informed of any matters being brought before the court.
SCO Solicitors LSS Standards of Conduct no clear equivalent
SG Lawyers Professional Conduct Rules 2015 r 30 (Communication with court) partial 10 cases
30 Communication with court
HK Solicitors Solicitors' Guide Principle 10.02 Commentary 2-3 strong
Except in the course of an application to the court, a solicitor must not discuss the merits of the case with a judge, magistrate or other adjudicator before whom a case is pending ... unless invited to do so in the presence of the solicitor or barrister for the other side ... a solicitor shall at the same time deliver a copy of it to his professional adversary.
HK Barristers Bar Code of Conduct para 10.48 strong
A practising barrister must not, outside of an ex parte application or a hearing of which an opponent has had proper notice, communicate in the opponent's absence with the Court concerning any matter of substance in connection with current proceedings unless ... A practising barrister must promptly inform an opponent of what has passed between the barrister and the Court in a communication referred to in sub-paragraph (a) hereof.

Cases dealing with this duty

Clear

432 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern

  • (unnamed)
    SDT solicitor 12929/2026 2026-08-25 found breached
    S.44E/ S.46/Paragraph 14C Appeals 1 PDF View decision
  • Michael Griffiths
    BTAS barrister Middle Temple 2026-06-15 found breached
    strike_off open to appeal 1 PDF View decision
  • Sarinjit Singh Bahia
    SDT solicitor 12574/2024 2026-06-09 found breached

    Account Rules breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, Misappropriation of Client Account, Solicitors Accounts Rules 2019, SRA Principles 2011, S…

    Fine 1 PDF View decision
  • Raymond John McKeeve
    SDT solicitor 12736/2025 2026-06-08 found breached

    Code of Conduct 2011, SRA Principles 2011

    Suspend - Fixed Period 1 PDF View decision
  • John Kishin Navani
    SDT solicitor 12555/2024 2026-05-21 found breached

    Breaches, Code of Conduct 2011

    Suspend - Fixed Period 1 PDF View decision
  • Maame Adjoa Djan-Krofa
    SDT solicitor 12771/2025 2026-04-30 found breached

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019

    Suspended period of Suspension 1 PDF View decision
  • Shafiq-ul Hassan
    SDT solicitor 12567/2024 2026-03-12 found breached

    Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2011, SRA Principles 2019

    Suspend - Fixed Period 1 PDF View decision
  • Priyank Tanwar
    SDT solicitor 12733/2025 2026-02-17 found breached

    Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019

    Strike off 1 PDF View decision
  • (unnamed)
    SDT solicitor 12787/2025 2025-11-18 found breached

    Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Money Laundering Regulations, Solicitors' Accounts Rules

    Restoration to the Roll - Refused 1 PDF View decision
  • (unnamed)
    SDT solicitor 12735/2025 2025-08-22 found breached
    S.44E/ S.46/Paragraph 14C Appeals 1 PDF View decision
  • Alejandro Emilio Verdu Haro
    SDT solicitor 12705/2024 2025-07-25 found breached

    Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2011, SRA Principles 2019

    Strike off 1 PDF View decision
  • Robin Edward Stubbings
    SDT solicitor 12641/2024 2025-03-21 found breached

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019

    Fine 1 PDF View decision
  • Martin Smith
    SDT solicitor 12601/2024 2024-12-13 found breached

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2019

    Strike off 1 PDF View decision
  • (unnamed)
    SDT solicitor 12618/2024 2024-10-11 found breached
    Determination of Indefinite Suspension - Granted 1 PDF View decision
  • (unnamed)
    SDT solicitor 12537/2024 2024-06-28 found breached
    Restoration to the Roll - Refused 1 PDF View decision
  • Amanda Marie Lennon
    SDT solicitor 12541/2024 2024-02-23 found breached

    Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2011, SRA Principles 2019

    Strike off 1 PDF View decision
  • Karen Nicholson
    SDT solicitor 12290/2021 2023-11-03 found breached

    Breaches, Code of Conduct 2011, Dishonesty, Lack of Integrity, SRA Principles 2011

    Strike off 1 PDF View decision
  • Robert Steven Callen
    SDT solicitor 12448/2023 2023-07-07 found breached

    Breaches, Failures

    Strike off 1 PDF View decision
  • Andrew Hugh Butler
    SDT solicitor 12445/2023 2023-04-26 found breached

    Breaches, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Jonathan James Turner
    BTAS barrister Inner Temple 2022-11-28 found breached
    suspension Final 2 PDFs View decision
  • Richard Charles Boyd
    SDT solicitor 12338/2022 2022-11-07 found breached

    Breaches, Failures

    Strike off 1 PDF View decision
  • Jayesh Sasdev
    SDT solicitor 12270/2021 2022-10-05 found breached

    Breaches, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Zoe Ann Lowe
    SDT solicitor 12343/2022 2022-09-14 found breached

    Breaches, Failures

    Strike off 1 PDF View decision
  • Alvin Gilbert Just & Devon Anthony Brown
    SDT solicitor 12322/2022 2022-01-01 found breached

    Breaches, Client Money, Failures, Solicitors' Accounts Rules

    Fine, Strike off 1 PDF View decision
  • James Michael Gregson
    SDT solicitor 12221/2021 2021-11-30 found breached

    Criminal Convictions

    Suspend - Indefinite 1 PDF View decision

Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.