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Julian Anthony Norton Heron

JurisdictionEngland & Wales
BodySolicitors Disciplinary Tribunal (SDT)
Professionsolicitor
Case number9712/2007
Date01/01/2007
OutcomeStrike off

Allegation / charges

Breaches, Client Money, Failures, Solicitors' Accounts Rules

Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision

SanctionStrike Off
CostsGBP 5,300
Dishonesty foundYes

The respondent, admitted 1990, used £10,600 of clients' money held for stamp duty in a 2002 conveyancing transaction to pay stamp duty on his own jointly-owned property. The shortfall was rectified in April 2004 from funds received for his partner. The bookkeeping records falsely showed the money as having been paid out for the clients' stamp duty, which the Tribunal found was a deliberate attempt to conceal his actions. He also approached the clients in November 2004 to sign an authority permitting his use of the funds, urging them not to seek independent advice; they refused. He failed to respond to the Law Society. The Tribunal found all allegations substantiated, found express dishonesty on allegation (c), and struck him off. He did not appear. He had a prior 2003 suspension of 2.5 years for overcharging and reckless conveyancing conduct (dishonesty not then proved).

Duties found breached:

Aggravating factors:

  • Deliberate taking of clients' money for his own purposes with conscious impropriety
  • Deliberate concealment via false bookkeeping records
  • Approaching clients to sign an authority and urging them not to seek independent legal advice
  • Failure to respond to or cooperate with The Law Society
  • Previous disciplinary finding (2.5 year suspension in 2003)

Duties engaged

Documents

Source: https://solicitorstribunal.org.uk/case/9712/