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discipline 30 September 2026

The duty in context

Handle inadvertently received material client

On receiving confidential or privileged material disclosed by mistake, the lawyer must not use it and must return, destroy or delete it and notify the other party.

391 cases 60% strike-off avg suspension 17.5 mo avg fine 52,909 172 with dishonesty finding

How the codes express this duty

E&W Solicitors SRA Principles & Code CCS 6.4(d) partial 227 cases
6.4 ... except when: ... (d) the information is contained in a privileged document that you have knowledge of only because it has been mistakenly disclosed.
E&W Barristers BSB Handbook rC26.6; gC86 partial 7 cases
rC26 You may cease to act on a matter on which you are instructed and return your instructions if: ... .6 you become aware of confidential or privileged information or documents of another person which relate to the matter on which you are instructed;
Cayman Islands Legal Services Code 2026 R.5.2.2(b) partial
where the information in question is received under a duty of confidence, including mistaken disclosure, or receipt where it is agreed with the client that no duty to disclose arises or a different standard of disclosure applies
AU Solicitors Solicitors' Conduct Rules Rules 31.1; 31.3 strong 61 cases
31.1 ...a solicitor to whom material known or reasonably suspected to be confidential is disclosed... and who is aware that the disclosure was inadvertent must not use the material and must: 31.1.1 return, destroy or delete the material (as appropriate) immediately upon becoming aware that disclosure was inadvertent; and 31.1.2 notify the other solicitor or the other person of the disclosure... 31.3 If a solicitor is instructed by a client to read confidential material received in error, the solicitor must refuse to do so.
AU Barristers Uniform Barristers Rules no clear equivalent
IE Solicitors Law Society Guide Ch4 — Material disclosed by mistake; Receipt of information intended for the other party strong 34 cases
If a privileged communication is inadvertently disclosed to another party, the solicitor can still assert privilege on behalf of the client. Solicitors should not knowingly open privileged communications not addressed to the solicitor or the solicitor's firm. If a solicitor mistakenly acquires such communications, then privilege is retained by the sender.
IE Barristers Bar Code of Conduct Rule 7.6 partial 34 cases
No Barrister shall use for any professional or private purpose or otherwise disclose any information on professional matters obtained accidentally or otherwise from observation of documents or from conversation with or between colleagues in or outside of the Law Library.
JM Attorneys Canons of Professional Ethics no clear equivalent
JE Lawyers Law Society of Jersey Code G.2.20-G.2.21 strong
If, during the course of a matter, a member receives information or documents from either a client or a third party, which clearly appear to have been (a) disclosed inadvertently or (b) obtained improperly, the member must return such information or documents to the rightful owner without use being made of the information or documents.
ON Lawyers LSO Rules of Prof. Conduct r 7.2-10 partial
A lawyer who receives a document relating to the representation of the lawyer's client and knows or reasonably ought to know that the document was inadvertently sent shall promptly notify the sender.
BC Lawyers BC Code r 7.2-10 strong 21 cases
A lawyer who has access to or comes into possession of a document that the lawyer has reasonable grounds to believe belongs to or is intended for an opposing party and was not intended for the lawyer to see, must: (a) in the case of a paper document, return it unread and uncopied to the party to whom it belongs, (b) in the case of an electronic document, delete it unread and uncopied and advise the party to whom it belongs that that was done,
NZ Lawyers Conduct & Client Care Rules r 13.9.4 strong
If a lawyer becomes aware that privileged information or documents have been inadvertently released in circumstances where privilege has not been waived, the lawyer must not disclose the contents of the material to a client, must inform the other lawyer (or litigant if unrepresented) of the release, and must return any documents forthwith.
SCO Solicitors LSS Standards of Conduct no clear equivalent
SG Lawyers Professional Conduct Rules 2015 no clear equivalent
HK Solicitors Solicitors' Guide Principle 8.03 Commentary 6 strong
Where it is obvious to a solicitor that documents have been mistakenly disclosed to him on discovery or otherwise he must immediately cease to read the documents, inform the other side and return the documents without making copies. The solicitor should inform his client.
HK Barristers Bar Code of Conduct para 10.45 partial
If before or during a case, a document belonging to the other side should come into the possession of Counsel, he should if he intends to make any use of it inform his opponent that it has come into his possession. This information should be communicated in sufficient time for the opponent to raise an objection to the use of the document.

Cases dealing with this duty

Clear

234 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern

  • Mohamed Faisal Mamon
    SDT solicitor 12831/2025 2026-05-19 found breached

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Indemnity Insurance Rules, Recklessness, SRA Principles 2019

    Suspend - Fixed Period 1 PDF View decision
  • Mandeep Sunny Singh Thandi
    SDT solicitor 12782/2025 2026-05-19 text match

    Breaches, Dishonesty, SRA Principles 2019

    Strike off 1 PDF View decision
  • Anthony Burns
    SDT solicitor 12677/2024 2026-05-06 found breached

    Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2011, SRA Principles 2019

    Strike off 1 PDF View decision
  • Eric Kawoya Kabuye
    SDT solicitor 12703/2024 2025-12-12 found breached

    Client Money, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors Accounts Rules 2019, SRA Principles 2019

    Suspended period of Suspension 1 PDF View decision
  • (unnamed)
    SDT solicitor 12755/2025 2025-10-21 found breached
    Restoration to the Roll - Refused 1 PDF View decision
  • Paul Andrew Smith
    SDT solicitor 12732/2025 2025-10-09 rule cited

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2019

    Strike off 1 PDF View decision
  • David James Chalcraft
    SDT solicitor 12620/2024 2025-10-06 rule cited

    Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Solicitors Accounts Rules 2011, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019

    Strike off 1 PDF View decision
  • Stephen Brian Simmons
    SDT solicitor 12484/2023 2025-05-16 found breached

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2011, SRA Principles 2019

    Strike off 1 PDF View decision
  • Tolhurst Fisher LLP
    SDT solicitor 12720/2025 2025-05-16 found breached

    Breaches, Code of Conduct 2007, Code of Conduct 2011, Money Laundering Regulations, SRA Principles 2011

    Fine 1 PDF View decision
  • Mohammed Latif
    BTAS barrister Lincoln's Inn 2025-04-25 found breached
    fine Convened 1 PDF View decision
  • Raja Shazad Khan; Ishtiaq Ahmed
    SDT solicitor 12540/2024 2025-04-14 found breached

    Breaches, Code of Conduct for Firms 2019, Dishonesty, Lack of Integrity, Solicitors Accounts Rules 2019, SRA Principles 2019

    Strike off, Suspended period of Suspension 1 PDF View decision
  • Amir Nazir Butt
    SDT solicitor 12642/2024 2025-02-12 found breached

    Breaches, Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, Misappropriation of Client Account, Solicitors Accounts Rules 2011, SRA Principles 2011, SRA Principles 2019

    Fine 1 PDF View decision
  • Martin Smith
    SDT solicitor 12601/2024 2024-12-13 found breached

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2019

    Strike off 1 PDF View decision
  • Anis Yusuf Dadu
    SDT solicitor 12575/2024 2024-11-27 found breached

    Breaches, SRA Principles 2019

    Reprimand 1 PDF View decision
  • Mark Robert Westwood
    SDT solicitor 12610/2024 2024-11-01 found breached

    Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, SRA Principles 2011, SRA Principles 2019

    Fine 1 PDF View decision
  • Toslim Uddin Ahmed
    SDT solicitor 12570/2024 2024-11-01 found breached

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, SRA Principles 2019

    Strike off 1 PDF View decision
  • Karen Nicholson
    SDT solicitor 12290/2021 2023-11-03 found breached

    Breaches, Code of Conduct 2011, Dishonesty, Lack of Integrity, SRA Principles 2011

    Strike off 1 PDF View decision
  • Rosemary Ann Joyce
    SDT solicitor 12440/2023 2023-07-13 found breached

    Breaches, Failures, Solicitors' Accounts Rules

    Suspend - Fixed Period 1 PDF View decision
  • Christopher James Fry
    SDT solicitor 12379/2022 2023-06-28 found breached

    Breaches, Failures

    Fine 1 PDF View decision
  • Ashish Bhatia
    SDT solicitor 12408/2022 2023-05-17 found breached

    Breaches, Code of Conduct 2011, SRA Principles 2011

    Reprimand 1 PDF View decision
  • James Huxtable
    SDT solicitor 12414/2022 2023-05-11 found breached

    Breaches, Client Money, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Edward Richard Foster & Robert James Newman & Rashpal Kaur
    SDT solicitor 12350/2022 2023-01-10 text match

    Breaches, Client Money, Failures, Solicitors' Accounts Rules

    Fine, Strike off, Suspend - Fixed Period 1 PDF View decision
  • Brian Sarney
    SDT solicitor 12339/2022 2022-10-06 found breached

    Breaches, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Soophia Khan
    SDT solicitor 12323/2022 2022-09-08 found breached

    Breaches, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • David Ellis
    SDT solicitor 12193/2021 2021-01-01 found breached

    Breaches, Failures

    Strike off 1 PDF View decision

Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.