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discipline 4 October 2026
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Decision record

Respondent AC

JurisdictionEngland & Wales
BodySolicitors Disciplinary Tribunal (SDT)
Professionsolicitor
Case number12434/2023
Date13/04/2023
OutcomeFine

Allegation / charges

Breaches

Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision

SanctionFine
FineGBP 23,000
CostsGBP 22,800
Dishonesty foundNo

Respondent AC, a partner at a law firm, sang a sexualised song naming and directed at Person A, a junior trainee, accompanied by sexual gestures, at the firm's December 2017 Christmas party. He admitted the allegation, which was found proved as breaches of Principles 2, 6 and 9. The Tribunal held a Newton-style hearing to resolve the factual dispute, finding on the balance of probabilities that the conduct was precipitated by an invitation from Person A to say something outrageous/naughty. No dishonesty was alleged or found (findings were of lack of integrity). The Tribunal assessed the misconduct as very serious and imposed a Level 4 financial penalty of £23,000 plus costs of £22,800. The identities of the Respondent and Person A were anonymised on health grounds.

Duties found breached:

Aggravating factors:

  • Conduct was sexual in nature
  • Abuse of position of seniority/power as a partner over a trainee
  • He knew or ought reasonably to have known the conduct was in material breach of his obligations to protect the public and the reputation of the profession

Mitigating factors:

  • Single episode lasting approximately six seconds
  • Demonstrable insight shown
  • Open and frank admissions made to the gravamen of the misconduct
  • No previous disciplinary matters
  • Early apology to Person A and the Firm
  • Health issues preceding and following the incident

Duties engaged

Documents

Source: https://solicitorstribunal.org.uk/case/12434/