Decision record
Louisa Frances Clapton
Allegation / charges
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, SRA Principles 2019
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Ms Clapton, an in-house solicitor at Pemberton, was convicted on 24 July 2023 of drink driving and driving without insurance following a collision. During the SRA's investigation into her conviction, she gave inaccurate and misleading reasons (illness and her father's heart attack) for delays in responding to information requests, and later forwarded amended email correspondence to her employer to misrepresent what she had told the SRA. She admitted all allegations, including dishonesty in breach of Principle 4. The Tribunal, dealing with the matter on the papers via an agreed outcome, found the admissions properly made and that ordinary decent people would find her conduct dishonest. It ordered that she be struck off the Roll and pay agreed costs of £7,548.
Duties found breached:
- Proper basis for allegations
- Honesty
- Non-discriminatory acceptance and cab-rank
- No conflict between current clients
- Good faith and courtesy to colleagues
Aggravating factors:
- Dishonest conduct including providing inaccurate/misleading information to the SRA
- Amending and forwarding emails to her employer to misrepresent information given to the SRA
- Conduct concealed the account she had given to the regulator
Mitigating factors:
- Early guilty plea to the criminal charges and compliance with sentence
- Self-reported the conviction to the SRA on the day of conviction
- Previously unblemished record since admission in 2012
Codes & rules applied
Duties engaged
- Not mislead the court
- Proper basis for allegations
- Cease acting on client perjury or disobedience
- Honesty
- Integrity
- Not mislead third parties or opponents
- No bribery or improper gifts
- Personal probity and fitness to practise
- Uphold public trust in the profession
- Non-discriminatory acceptance and cab-rank
- No conflict between current clients
- Hold a current practising certificate
- Good faith and courtesy to colleagues