Decision record
Michael Lennon
Allegation / charges
Client Money, Dishonesty, Lack of Integrity, Solicitors Accounts Rules 2011, SRA Principles 2011
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Michael Lennon, an assistant solicitor at DPP Law Ltd, requested and received client payments totalling several thousand pounds into his personal bank account between June 2018 and January 2019, failing to account for the money to the Firm. He concealed acting for clients personally by not opening files on the Firm's systems, using the Firm's letterheads and invoices without authority, receiving client monies personally, and representing a client in criminal proceedings without the Firm's authority. The Tribunal, dealing with the matter on the papers via an agreed outcome, found the admitted misconduct including dishonesty proven and ordered him struck off the Roll, with costs of £4,750.
Duties found breached:
Aggravating factors:
- Dishonesty committed over a six-month period involving several clients
- Misconduct was deliberate and repeated, not spontaneous
- Acted to provide personal benefit by retaining client monies causing Firm financial loss
- Breach of a position of trust
- Direct control over the circumstances giving rise to the misconduct
- Experienced solicitor aware of relevant Rules and Principles
- Placed client money at risk
Mitigating factors:
- Respondent admitted all allegations including dishonesty
- Cooperated in resolving matter by agreed outcome
Codes & rules applied
Duties engaged
- Honesty
- Integrity
- No bribery or improper gifts
- Personal probity and fitness to practise
- Uphold public trust in the profession
- No unlawful discrimination or harassment
- Non-discriminatory acceptance and cab-rank
- No conflict between current clients
- Prompt accounting and return of money
- Hold a current practising certificate