The duty in context
No improper use of client money money
The lawyer must withdraw client money only for its proper purpose, must not overdraw a client's funds, and must not use the client account as a banking facility.
How the codes express this duty
E&W Solicitors SRA Principles & Code SAR Rule 5.1; SAR Rule 3.3; SAR Rule 5.3 strong 1,008 cases
5.1 You only withdraw client money from a client account: (a) for the purpose for which it is being held; ... 3.3 You must not use a client account to provide banking facilities to clients or third parties. ... 5.3 You only withdraw client money from a client account if sufficient funds are held on behalf of that specific client or third party to make the payment.
Solicitors Accounts Rules · 2019 · archived copy · official source ↗
E&W Barristers BSB Handbook no clear equivalent
Cayman Islands Legal Services Code 2026 P.7; R.9.2 partial
Attorneys-at-law shall protect client money and assets... An attorney-at-law and a recognised law entity shall safeguard money and assets entrusted to them by clients and others.
Cayman Islands Legal Services Code of Professional Conduct · 2026 · archived copy
AU Solicitors Solicitors' Conduct Rules no clear equivalent
AU Barristers Uniform Barristers Rules no clear equivalent
IE Solicitors Law Society Guide Ch9 — Accounts regulations: General strong 90 cases
To use each client's money for that client's matter only, To use trust money only for the purpose of that trust... To establish and maintain proper accounting systems and proper internal control systems to ensure compliance with the regulations.
Solicitor's Guide to Professional Conduct (Law Society of Ireland) · 4th ed. (2022) · archived copy · official source ↗
IE Barristers Bar Code of Conduct no clear equivalent
JM Attorneys Canons of Professional Ethics Canon VII(a) partial 118 cases
An Attorney shall comply with rules as may from time to time be prescribed by the General Legal Council relating to the keeping in separate accounts- (i) the funds of himself or any firm with which he is associated; and (ii) those of his clients.
Legal Profession (Canons of Professional Ethics) Rules · 1978 (principal) · archived copy · official source ↗
JE Lawyers Law Society of Jersey Code P.7; R.7.4 a),c) partial
Members must protect client money and assets... Members must: a) identify, monitor and manage risks to money and assets entrusted to them by clients and others... c) ensure compliance with the Accounts Rules.
Law Society of Jersey Code of Conduct · 1 January 2017 · archived copy · official source ↗
ON Lawyers LSO Rules of Prof. Conduct r 3.6-10; r 3.2-7.3 strong
3.6-10 A lawyer shall not appropriate any funds of the client held in trust or otherwise under the lawyer's control for or on account of fees except as permitted by the by-laws under the Law Society Act. [3.2-7.3 A lawyer shall not use their trust account for purposes not related to the provision of legal services.]
Law Society of Ontario — Rules of Professional Conduct · current · archived copy · official source ↗
BC Lawyers BC Code r 3.6-10 strong 71 cases
A lawyer must not appropriate any client funds held in trust or otherwise under the lawyer's control for or on account of fees, except as permitted by the governing legislation.
Code of Professional Conduct for British Columbia (BC Code) · 2017 · archived copy · official source ↗
NZ Lawyers Conduct & Client Care Rules r 10.5.2 / r 9.3 partial
A lawyer who receives funds on terms requiring the lawyer to hold the funds in a trust account as a stakeholder must adhere strictly to those terms and disburse the funds only in accordance with them. ... A lawyer who wishes to debit fees held in trust or to receive funds to cover fees in advance must comply with the requirements of regulations 9 and 10 of the Lawyers and Conveyancers Act (Trust Account) Regulations 2008.
Lawyers and Conveyancers Act (Lawyers: Conduct and Client Care) Rules 2008 · SR 2008/214 · archived copy · official source ↗
SCO Solicitors LSS Standards of Conduct no clear equivalent
SG Lawyers Professional Conduct Rules 2015 r 16 (Client money) partial 19 cases
16 Client money
Legal Profession (Professional Conduct) Rules 2015 · 2015 · archived copy · official source ↗
HK Solicitors Solicitors' Guide Principle 13.02 / Principle 4.02 Commentary 4 partial
A client account cheque must never be dishonoured. A solicitor must take care to ensure that any cheque for use in connection with his practice will be honoured upon presentation. ... Dishonour of a client account cheque will other than in exceptional circumstances indicate a breach of the Solicitors' Accounts Rules (Cap. 159 sub. leg. F). ... Under rule 9(2) of the Solicitors' Accounts Rules (Cap. 159 sub. leg. F), money received for or on account of an agreed fee which is paid by a client to his solicitor must be paid into an office account.
Hong Kong Solicitors' Guide to Professional Conduct (Volume 1) · current · archived copy · official source ↗
HK Barristers Bar Code of Conduct no clear equivalent
Cases dealing with this duty
1,489 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern
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Zahir Ahmed Aziz
Breaches, Client Money, Failures, Solicitors' Accounts Rules, Others
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Zaheda Parveen Aziz
Breaches, Client Money, Failures, Solicitors' Accounts Rules, Others
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Joan Carole Anthony
Breaches, Failures
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Sewa Singh
Breaches, Client Money, Failures, Solicitors' Accounts Rules, Others
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Mark Gittins
Breaches, Client Money, Failures, Solicitors' Accounts Rules, Others
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Robert Thompson
Breaches, Failures, Solicitors' Accounts Rules, Others
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Gordon Leslie Kingan
Breaches, Client Money, Failures, Solicitors' Accounts Rules
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John Richard Ingham
Client Money, Solicitors' Accounts Rules
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Raymond John Holland
Breaches, Client Money, Failures, Solicitors' Accounts Rules, Others
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Derrick J. Darby
Struck off | Disciplinary Committee decision delivered November 29, 2003. View PDF FORMAL ORDER OF THE DISCIPLINARY COMMITTEE OF THE GENERAL LEGAL COUNCIL MADE ON COMPLAINTN0.144 of 2002 IN THE MATTER OF PEARLETTA DOUGL…
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Kenneth M. Mcleod
Disbarrement set aside; Suspended | Court of Appeal decision delivered November 12, 2003. View PDF ORAL JUDGEMENT IN THE COURT OF APPEAL OF .JAMAICA SUPREME COURT CIVIL APPEAL NO. 119 OF 2002 COMPLAINT NO. 243 OF 1998 B…
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Derrick J. Darby
Struck off, Restitution ordered | Disciplinary Committee decision delivered November 06, 2003. View PDF DECISION OF THE DISCIPLINARY COMMITTEE OF THE GENERAL LEGAL COUNCIL COMPLAINT NO. 79/2002 IN THE MATTER of LORNA JO…
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Noel S. Williams
Repayment Ordered | Disciplinary Committee decision delivered November 01, 2003. View PDF FORMAL ORDER OF THE DISCIPLINARY COMMITTEE OF THE GENERAL LEGAL COUNCIL MADE ON COMPLAINTNO. 69 of 2000 IN THE MATTER OF BRENDA W…
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Dahlia Allison B. Allen
Struck off, Repayment Ordered | Disciplinary Committee decision delivered October 31, 2003. View PDF JUDGMENT OF THE DISCIPLINARY COMMITTEE OF THE GENERAL LEGAL COUNCIL COMPLAINT NO. 42/2001 BETWEEN DERYCK MARKS COMPLAI…
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Winston L. Walters
Struck off, Repayment Ordered | Disciplinary Committee decision delivered October 28, 2003. View PDF DECISION OF THE DISCIPLINARY COMMITTEE OF THE GENERAL LEGAL COUNCIL COMPLAINT NO. 118/2002 BETWEEN NICOLE SHULMAN COMP…
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Hovan, George Leslie
1. Fail to provide accounts 2. Fail to disclose costs 3. Fail to respond to letters 4. Fail to keep accounts 5. Fail to comply with request of Inspector 6. Breach of Section.61 of the Legal Profession Act 1987 - handlin…
Costs Removal of practitioner's name from the Roll of Local Lawyers $0.00 Proceedings Instituted 1 PDF View decision -
Ethlyn M. Norton Coke
Restitution, Fined, Costs | Disciplinary Committee decision delivered July 30, 2003. View PDF DECISION OF THE DISCIPLINARY COMMITTEEOF THE GENERAL LEGAL COUNCIL COMPLAINT No. 145/2001 BETWEEN DORIENNE ROWAN-CAMPBELL THE…
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Audley Horatio Foster
Struck off, Repayment Ordered | Disciplinary Committee decision delivered May 17, 2003. View PDF FINDINGS AND ORDER OF THE DISCIPLINARY COMMITTEE OF THE GENERAL LEGAL COUNCIL COMPLAINT No. 81/2001 BETWEEN RUBY MAE DEER …
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Roberts, Dai Peter
Professional Misconduct 1. Gross negligence & delay/gross delay 2. Failed to comply with a Notice under Section 152 of the Legal Profession Act 1987 3. Misappropriated trust monies 4. Breached Section 61 of the Legal Pr…
Compensation Order Costs Removal of practitioner's name from the Roll of Local Lawyers $0.00 Proceedings Instituted 1 PDF View decision -
Mackenzie, Jacklyn Isabel
1. Sent a letter to another solicitor that was false and with the intention to mislead (x2) 2. Unsatisfactory handling of a client's family law matter 3. Breach of Sections 61 and 62 of the Legal Profession Act 1987 - w…
Costs Removal of practitioner's name from the Roll of Local Lawyers $0.00 Proceedings Instituted 1 PDF View decision -
Donald R. Bernard
Struck off | Disciplinary Committee decision delivered February 22, 2003. View PDF DECISION OF THE DISCIPLINARY COMMITTEE OF THE GENERAL LEGAL COUNCIL Complaint No. 45/2000 Hearing on the 9th day of February 2002 In the…
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Nancy Tulloch-Darby
Struck off, Restitution ordered | Disciplinary Committee decision delivered January 11, 2003. View PDF DECISION OF THE DISCIPLINARY COMMITTEE OF THE GENERAL LEGAL COUNCIL Complaint No. 113/2001 IN THE MATTER of Arthur A…
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Richard John Dawson
Client Money, Solicitors' Accounts Rules
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Simon Patrick Cannon
Client Money, Failures, Others
Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.