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discipline 1 October 2026

The duty in context

Hold a current practising certificate practice

The lawyer must hold a current practising certificate or authorisation and comply with the conditions of practising before providing legal services.

384 cases 64% strike-off avg suspension 21.7 mo avg fine 26,727 65 with dishonesty finding

How the codes express this duty

E&W Solicitors SRA Principles & Code no clear equivalent
E&W Barristers BSB Handbook rC89.9.b; rC94.7 partial 12 cases
rC89 ... .9 there are systems in place to check that: ... .b every BSB authorised individual practising from your chambers has a current practising certificate and every other authorised (non-BSB) individual providing reserved legal activities is currently authorised by their Approved Regulator.
Cayman Islands Legal Services Code 2026 R.13.3 partial
An attorney-at-law and a recognised law entity shall comply with any proper conditions or limitations reasonably imposed by the Council, including on the conduct of their practice.
AU Solicitors Solicitors' Conduct Rules no clear equivalent
AU Barristers Uniform Barristers Rules no clear equivalent
IE Solicitors Law Society Guide Ch7 — Payment for assistant solicitors' practising certificates strong 10 cases
It is the obligation of each solicitor to ensure that they have a current practising certificate in place... It is both professional misconduct and a criminal offence for a solicitor to provide legal services without holding a current practising certificate issued by the Law Society.
IE Barristers Bar Code of Conduct Rule 9.1 strong 10 cases
It shall be a requirement of all practising Barristers that they hold a current practising certificate. The Bar Council may specify by way of regulations, requirements to hold, applications for, the issuing, amendment, suspension and revocation of practising certificates ... Barristers shall comply [with such regulations].
JM Attorneys Canons of Professional Ethics Canon II(j); Canon V(s) strong 2 cases
Save as provided by Section 7 of the Principal Act, an Attorney shall not practise as a lawyer unless he has paid the prescribed fee in accordance with Section 5(1) of the Principal Act and has been issued with a Practising Certificate by the General Legal Council. ... [V(s)] Subject to the provisions of subsection 2 of section 5 of the Principal Act, an Attorney shall not practise as a lawyer except by virtue of and in accordance with the practising certificate issued to him by the General Legal Council.
JE Lawyers Law Society of Jersey Code R.11.1 partial
In accordance with, and except as provided by The Law Society of Jersey Law 2005, no person shall practise Jersey law as an advocate or solicitor unless he or she is an ordinary member of the Law Society.
ON Lawyers LSO Rules of Prof. Conduct r 7.6-1.2 partial
A lawyer whose licence to practise law is suspended shall comply with the requirements of the by-laws and shall not (a) practise law; (b) represent or hold himself or herself out as a person entitled to practise law; or (c) represent or hold himself or herself out as a person entitled to provide legal services. [The RPC restricts practice while suspended; the affirmative annual-licence/fee requirement sits in the by-laws.]
BC Lawyers BC Code no clear equivalent
NZ Lawyers Conduct & Client Care Rules r 14.2 / r 1.2 partial
A lawyer who holds a practising certificate as a barrister sole must not— (a) practise as a solicitor; ... barrister sole means a lawyer ... who is the holder of a current practising certificate authorising the lawyer to act as a barrister and not as a barrister and solicitor.
SCO Solicitors LSS Standards of Conduct no clear equivalent
SG Lawyers Professional Conduct Rules 2015 no clear equivalent
HK Solicitors Solicitors' Guide Principle 2.01 strong
A solicitor who does not hold a practising certificate is not qualified to act as a solicitor in private practice (Legal Practitioners Ordinance (Cap. 159), section 7). A sole practitioner or partner must hold an unconditional practising certificate.
HK Barristers Bar Code of Conduct para 5.1 strong
A barrister may not practise as such unless he:- (a) holds a valid practising certificate issued by the Bar Council under section 30; and (b) save where he has been admitted under section 27(4), has provided in writing to the Bar Council the current address and telephone number(s) of the professional chambers in Hong Kong from which he practises.

Cases dealing with this duty

Clear

384 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern

  • Lee, Pei Sze
    OLSC solicitor Pei Sze Lee t/as NSW Solicitor [2024] NSWCATOD 108 2024-07-25 text match

    Failed to cooperate with, and thereby obstructed, the manager appointed to the Law Practice under s 334 of the Legal Profession Uniform Law (Ground 1) Participated in the affairs of the Law Practice after service on her…

    Costs Fine Lawyer to undertake and complete further ethics education Reprimand The Lawyer may not apply for a practising certificate that would authorise her to be a principal of a law practice until after she has held five (5) practising certificates in five (5) separate practising certificate years that authorise her to engage in supervised legal practice only $10,000.00 Proceedings Instituted 1 PDF View decision
  • Michael Baker
    SDT solicitor 12549/2024 2024-06-28 found breached text match

    Breaches, Lack of Integrity, Practice Framework Rules, SRA Principles 2011

    Suspend - Fixed Period 1 PDF View decision
  • Hughes, Owen Maldwyn
    OLSC solicitor (Formerly) Beesley and Hughes 2024-06-27 found breached

    Failure to disclose AHRC sexual harassment complaint to the Law Society in his practising certificate renewal application Failure to disclose sexual harassment proceedings to the Law Society in his practising certificat…

    Refusal of grant of practising certificate for the year ending 30 June 2024 $0.00 About ​ About the OLSC The Commissioner History Mission statement Structure Contact ​ Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information ​ Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot ​​Topics 78 Legal Information Access Centre (LIAC), State Library of NSW​ , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility View decision
  • RICHARD JAMES LAWSON
    LPBWA lawyer 7 Wilberforce Street MOUNT HAWTHORN WA 6016 Legal Services and Complaints Committee v Lawson [2024] WASC 158 2024-05-06 found breached

    Struck Off the Roll of Practitioners

    Struck Off the Roll of Practitioners 1 PDF View decision
  • Philip John Burbidge
    SDT solicitor 12505/2023 2024-04-16 text match

    Breaches, Code of Conduct 2011, Dishonesty, Lack of Integrity, SRA Principles 2011

    Strike off 1 PDF View decision
  • Michael Lennon
    SDT solicitor 12513/2023 2024-02-23 text match

    Client Money, Dishonesty, Lack of Integrity, Solicitors Accounts Rules 2011, SRA Principles 2011

    Strike off 1 PDF View decision
  • Zaki, Nader Youssef
    OLSC solicitor Nader Zaki 2024-02-19 found breached text match

    Failure to apply for renewal of practising certificates before 30 June between 2014 -2023 raising concerns that the lawyer has practised without a practising certificate and/or professional indemnity insurance Failure t…

    Refusal of grant of practising certificate for the practice year ending 30 June 2024 $0.00 About ​ About the OLSC The Commissioner History Mission statement Structure Contact ​ Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information ​ Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot ​​Topics 78 Legal Information Access Centre (LIAC), State Library of NSW​ , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility View decision
  • Andrew Paul Rose
    SDT solicitor 12373/2022 2023-12-14 text match

    Breaches, Code of Conduct 2011, Dishonesty, Lack of Integrity, SRA Principles 2011

    Strike off 1 PDF View decision
  • Stephen McGuire (1)
    SSDT solicitor Stephen McGuire, Maulside House, Beith 2023-11-01 text match
    conditions No Appeal 1 PDF View decision
  • Thompson, Melissa Jane
    OLSC solicitor Thompson and Associates 2023-09-21 found breached

    Failure by the Solicitor to provide the Law Practice Confirmation and Statement of Trust Money submission for the period 01 April 2019 to 31 March 2020 and due on 30 April 2020. Failure by the Solicitor to provide the L…

    Refusal of grant of practising certificate for the practice year ending 30 June 2024 $0.00 About ​ About the OLSC The Commissioner History Mission statement Structure Contact ​ Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information ​ Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot ​​Topics 78 Legal Information Access Centre (LIAC), State Library of NSW​ , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility View decision
  • Morieson, David Warwick
    OLSC solicitor Wood Marshall Williams Pty Ltd 2023-09-14 text match

    The Respondent Solicitor has practised without a practising certificate The Respondent Solicitor received an amount for legal work that he was not entitled to receive — Unsatisfactory Professional Conduct

    Reprimand Solicitor to undertake and complete further legal education $0.00 About ​ About the OLSC The Commissioner History Mission statement Structure Contact ​ Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information ​ Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot ​​Topics 78 Legal Information Access Centre (LIAC), State Library of NSW​ , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility View decision
  • Rosemary Ann Joyce
    SDT solicitor 12440/2023 2023-07-13 text match

    Breaches, Failures, Solicitors' Accounts Rules

    Suspend - Fixed Period 1 PDF View decision
  • Robert Steven Callen
    SDT solicitor 12448/2023 2023-07-07 text match

    Breaches, Failures

    Strike off 1 PDF View decision
  • Fay B. Chang Rhule
    GLC attorney 2 of 2021 2023-05-26 rule cited

    Appeal Allowed, GLC Order Set Aside, Guilty of Professional Misconduct | Court of Appeal decision delivered May 26, 2023. View PDF in Full Screen Back to top …

    Appeal Allowed, GLC Order Set Aside, Guilty of Professional Misconduct 1 PDF View decision
  • Sarah Louise Williams
    SDT solicitor 12412/2022 2023-04-27 found breached

    Breaches, Failures

    Suspend - Indefinite 1 PDF View decision
  • Hughes, Owen Maldwyn
    OLSC solicitor (Former practice) Beesley Hughes (Manager appointed) 2023-04-03 found breached

    Findings made by the Federal Circuit Court of Australia in May 2019 and the Federal Court of Australia in July 2020 that Mr Hughes’ conduct towards his former employee amounted to sexual harassment, the findings, declar…

    Refusal of grant of practising certificate $0.00 About ​ About the OLSC The Commissioner History Mission statement Structure Contact ​ Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information ​ Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot ​​Topics 78 Legal Information Access Centre (LIAC), State Library of NSW​ , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility View decision
  • Timothy Crosland
    BTAS barrister Inner Temple 2023-01-19 text match
    strike_off Final 2 PDFs View decision
  • Edward Richard Foster & Robert James Newman & Rashpal Kaur
    SDT solicitor 12350/2022 2023-01-10 text match

    Breaches, Client Money, Failures, Solicitors' Accounts Rules

    Fine, Strike off, Suspend - Fixed Period 1 PDF View decision
  • Umar Rehman
    SDT solicitor 12387/2022 2023-01-10 text match

    Breaches, Failures

    Strike off 1 PDF View decision
  • Sideris, George
    OLSC solicitor 2022-10-20 found breached

    Designated Show Cause Event Notice issued to the Solicitor under s 90 of the Legal Profession Uniform Law (NSW) (Uniform Law) in which it was alleged, among other matters, that: (1) The Solicitor had engaged in legal pr…

    Suspension of Practising Certificate for the year ending 30 June 2022 and continuing for the year ending 30 June 2023 until such time as the suspension is lifted or cancelled $0.00 About ​ About the OLSC The Commissioner History Mission statement Structure Contact ​ Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information ​ Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot ​​Topics 78 Legal Information Access Centre (LIAC), State Library of NSW​ , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility View decision
  • Brian Sarney
    SDT solicitor 12339/2022 2022-10-06 text match

    Breaches, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Nathan Horsley
    SDT solicitor 12345/2022 2022-09-26 text match

    Breaches, Criminal Convictions

    Strike off 1 PDF View decision
  • Judah, Albert
    OLSC solicitor During 2016/17, was employed by two law practices: from July to December 2016 by Jesus Advocacy International and from 12 December 2016 to 18 May 2017 by SCB Legal Pty Ltd [2022] NSWCATOD 89 2022-08-11 found breached

    Breached Condition 1 on his 2016/17 practising certificate which permitted him to engage only in supervised legal practice and in the employ of a law practice. Breached Condition 5 on his practising certificate 2016/17 …

    Costs Reprimand $0.00 Proceedings Instituted 1 PDF View decision
  • Chia Chwee Imm Helen Mrs Helen Thomas
    SG-DT lawyer 2022-08-02 found breached text match
    Struck off the roll with effect from 15 August 2022 1 PDF View decision
  • RICHARD JAMES LAWSON
    LPBWA lawyer 7 Wilberforce Street MOUNT HAWTHORN WA 6016 Legal Profession Complaints Committee and Lawson [2021] WASAT 152 (S) 2022-06-22 found breached

    Struck Off the Roll of Practitioners

    Struck Off the Roll of Practitioners 2 PDFs View decision

Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.