Decision record
M A Kentish & Another
Allegation / charges
Breaches, Client Money, Failures, Solicitors' Accounts Rules
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Two partners of Stanfords Solicitors faced disciplinary proceedings after an SRA intervention revealed a client account shortfall of at least £360,714. The First Respondent (Kentish) was found to have dishonestly misappropriated client funds, taking drawings exceeding the firm's entire billed income, and was struck off and ordered to pay £12,000 costs. The Second Respondent, a 'sleeping partner' against whom no dishonesty was alleged, admitted accounts-rule breaches and failure to supervise; he was suspended for one year with practice restrictions recommended and ordered to pay £3,000 costs, not enforceable without Tribunal consent.
Duties found breached:
- No improper communication with the court
- Uphold public trust in the profession
- No improper use of client money
- Accounting records, reconciliation and reports
- Diligence and timeliness
- Honour professional undertakings
- Not misrepresent regulated status
Aggravating factors:
- First Respondent took more in drawings than the whole firm's gross fee income
- Substantial client account shortfall (minimum £360,714.52)
- Second Respondent effectively abandoned the practice while allowing his name to be held out as a partner
- Second Respondent failed to 'blow the whistle' after learning of the shortfall
Mitigating factors:
- Second Respondent admitted all allegations and apologised
- Second Respondent had confidence accounting systems were working; earlier PSU visit revealed nothing untoward
- Second Respondent ensured the First Respondent repaid the shortfall
- Second Respondent's drawings were minimal
- Positive testimonials for Second Respondent; without means at hearing
⚠ figures not found verbatim in the source were dropped: ["unverified_costs_amount=15000"]
Duties engaged
- No improper communication with the court
- Honesty
- Integrity
- Uphold public trust in the profession
- No improper use of client money
- Accounting records, reconciliation and reports
- Diligence and timeliness
- Firm governance, systems and compliance
- Honour professional undertakings
- Not misrepresent regulated status