Decision record
Stephen Morecroft
Allegation / charges
Breaches, Client Money, Failures, Solicitors' Accounts Rules, Others
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Stephen Morecroft, a sole practitioner solicitor, faced 23 allegations of conduct unbefitting a solicitor arising from a Forensic Investigation revealing chaotic and unreliable accounts, conflicts of interest, forgery of vendors' signatures on a transfer deed (which he then falsely witnessed), misleading a hospital by claiming a fictitious court order to obtain medical records, multiple breaches of undertakings, dishonest withdrawal of client money, failures to respond to the Law Society, and breaching practising certificate conditions. The Tribunal, applying the Twinsectra test, expressly found the Respondent had been dishonest, particularly regarding the forged signatures and dishonest withdrawal of client funds. The Respondent did not appear and his application to adjourn for a holiday was refused. Given the catalogue of serious allegations and his poor disciplinary history (including a 1989 dishonesty finding), he was struck off the Roll and ordered to pay costs of £22,885.42.
Duties found breached:
- No improper communication with the court
- Act in the client's best interests
- No conflict between current clients
- Handle inadvertently received material
- No improper use of client money
- Accounting records, reconciliation and reports
- Hold a current practising certificate
- Honour professional undertakings
Aggravating factors:
- Prior 1989 finding of dishonesty (utilising client funds for own purposes, 12-month suspension)
- Prior 2004 finding of misconduct (breach of undertaking, delay, failure to respond) with fine
- Poor disciplinary history
- Flagrant breach of rules and responsibilities of practice
- Continued practising and using client account in breach of practising certificate conditions
- Client account shortfall - only £1,194 remained against client liabilities
Duties engaged
- No improper communication with the court
- Honesty
- Integrity
- Act in the client's best interests
- No conflict between current clients
- Handle inadvertently received material
- Segregate client money
- No improper use of client money
- Accounting records, reconciliation and reports
- Diligence and timeliness
- Firm governance, systems and compliance
- Hold a current practising certificate
- Honour professional undertakings