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discipline 1 October 2026

The duty in context

No own-interest conflict client

The lawyer must not act where their own (or an associate's) interests conflict, or significantly risk conflicting, with the duty to serve the client's best interests.

109 cases 59% strike-off avg suspension 24.0 mo avg fine 8,503 34 with dishonesty finding

How the codes express this duty

E&W Solicitors SRA Principles & Code CCS 6.1 strong 80 cases
6.1 You do not act if there is an own interest conflict or a significant risk of such a conflict.
E&W Barristers BSB Handbook rC21.2; rC21.10 strong
rC21 ... .2 there is a conflict of interest, or real risk of conflict of interest, between your own personal interests and the interests of the prospective client in respect of the particular matter; or ... .10 there is a real prospect that you are not going to be able to maintain your independence.
Cayman Islands Legal Services Code 2026 R.7.6 strong
An attorney-at-law or a recognised law entity shall not act where the attorney-at-law's or recognised law entity's own interests conflict with those of the client or there is a significant risk of a conflict.
AU Solicitors Solicitors' Conduct Rules Rules 12.1; 12.3 strong 19 cases
12.1 A solicitor must not act for a client where there is a conflict between the duty to serve the best interests of a client and the interests of the solicitor or an associate of the solicitor, except as permitted by this Rule. 12.3 A solicitor must not borrow any money, nor assist an associate to borrow money, from: 12.3.1 a client of the solicitor or of the solicitor's law practice...
AU Barristers Uniform Barristers Rules rr95(b),95(g) strong 3 cases
A barrister must refuse to accept or retain a brief ... if: ... (b) the client's interest in the matter is or would be in conflict with the barrister's own interest or the interest of an associate ... (g) the barrister has a material financial or property interest in the outcome of the case, apart from the prospect of a fee.
IE Solicitors Law Society Guide Ch3 — Conflict of interest between solicitor and client strong
A solicitor should not act where their duty to act in the best interests of a client in relation to a matter conflicts, or there is a significant risk that it may conflict, with their own interests in relation to that matter or a related matter.
IE Barristers Bar Code of Conduct Rule 3.12; Rule 3.13 strong
Barristers may not accept instructions in any case where by reason of their connection with the client or the subject matter it would be difficult for them to maintain their professional independence or where such connection might reasonably give rise to the perception ... that their professional independence is or may be compromised in the discharge of their duties as Barristers.
JM Attorneys Canons of Professional Ethics Canon IV(j) strong 2 cases
Except with the specific approval of his client given after full disclosure, an Attorney shall not act in any manner in which his professional duties and his personal interests conflict or are likely to conflict.
JE Lawyers Law Society of Jersey Code R.6.6 strong
A member or their firm must not act where the member's or firm's own interests conflict with those of the client or there is a significant risk of a conflict.
ON Lawyers LSO Rules of Prof. Conduct r 3.4-1; r 3.4-1 commentary [1] strong
3.4-1 A lawyer shall not act or continue to act for a client where there is a conflict of interest, except as permitted under the rules in this Section. [Commentary [1]: a conflict of interest exists when there is a substantial risk that a lawyer's loyalty to or representation of a client would be materially and adversely affected by the lawyer's own interest or the lawyer's duties to another client, a former client, or a third person.]
BC Lawyers BC Code r 3.4-26.1 strong 3 cases
A lawyer must not perform any legal services if there is a substantial risk that a lawyer's loyalty to or representation of a client would be materially and adversely affected by the lawyer's (a) relationship with the client, or (b) interest in the client or the subject matter of the legal services.
NZ Lawyers Conduct & Client Care Rules r 5.4 strong
A lawyer must not act or continue to act if there is a conflict or a risk of a conflict between the interests of the lawyer and the interests of a client for whom the lawyer is acting or proposing to act.
SCO Solicitors LSS Standards of Conduct B1.7 strong 2 cases
You must not act for two or more clients in matters where there is a conflict of interest between the clients or for any client where there is a conflict between the interest of the client and your interest or that of your practice unit.
SG Lawyers Professional Conduct Rules 2015 r 22 (Conflict, or potential conflict, between interests of client and interests of legal practitioner or law practice, in general) strong 3 cases
22 Conflict, or potential conflict, between interests of client and interests of legal practitioner or law practice, in general
HK Solicitors Solicitors' Guide Principle 7.02 strong
A solicitor must act in the best interest of his client and he must not put himself in a position where his own interests conflict or are likely to conflict with his duty to his client, quasi-client or potential client.
HK Barristers Bar Code of Conduct para 6.3 strong
A practising barrister must not appear as Counsel:- (a) in a matter in which he himself is a party or has a material personal (whether pecuniary or otherwise) interest; (b) either for or against any company of which he is a shareholder or an officer or in which he has directly or indirectly a material personal (whether pecuniary or otherwise) interest.

Cases dealing with this duty

Clear

109 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern

  • David Buckle
    SDT solicitor 12615/2024 2026-01-26 text match

    Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2011, SRA Principles 2019

    Not Proved/Dismissed 1 PDF View decision
  • Md Zahidul Islam; Zarina Shaheen Bostan; Nageena Choudhry; Mohammed Saleem
    SDT solicitor 12651/2024 2026-01-08 rule cited

    Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors' Accounts Rules

    Fine, Not Proved/Dismissed 1 PDF View decision
  • Wong, Jeffrey Kin Shing
    OLSC solicitor Brighton Lawyers 2025-11-06 found breached

    The Solicitor engaged in conflicts of interest from around May 2018 to around May 2020 when advising the Complainants on two loans amounting to $900,000 The Solicitor had a conflict of interest and did not exercise the …

    Reprimand Solicitor to undertake and complete further legal education $0.00 About ​ About the OLSC The Commissioner History Mission statement Structure Contact ​ Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information ​ Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot ​​Topics 78 Legal Information Access Centre (LIAC), State Library of NSW​ , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility View decision
  • Rory Peter Heddle Fordyce
    SDT solicitor 12560/2024 2025-07-25 rule cited

    Breaches, Client Money, Code of Conduct 2011, Money Laundering Regulations, Solicitors Accounts Rules 2011, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019

    Fine 1 PDF View decision
  • Satnam Singh Talwar
    SDT solicitor 12684/2024 2025-05-30 found breached

    Breaches, Code of Conduct for Firms 2019, Lack of Integrity, SRA Principles 2019

    Fine 1 PDF View decision
  • (unnamed)
    SDT solicitor 12672/2024 2025-04-26 rule cited

    Appeals

    S.44E/ S.46/Paragraph 14C Appeals 1 PDF View decision
  • David Leslie Schaefer
    LSBC lawyer 2025-02-05 found breached

    Rule 4-29 Admission of Misconduct and Undertaking to the Discipline Committee

    Rule 4-29 Admission of Misconduct and Undertaking to the Discipline Committee 1 PDF View decision
  • Chen Kok Siang Joseph
    SG-DT lawyer Joseph Chen & Co 2024-11-25 rule cited
    Struck off the roll with immediate effect 1 PDF View decision
  • Mark Robert Westwood
    SDT solicitor 12610/2024 2024-11-01 found breached rule cited

    Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, SRA Principles 2011, SRA Principles 2019

    Fine 1 PDF View decision
  • Simon Paget-Brown
    SDT solicitor 12551/2024 2024-09-13 text match

    Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Failures, Solicitors Accounts Rules 1998, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019

    Suspend - Fixed Period 1 PDF View decision
  • Richard Gregory Barca
    SDT solicitor 12486/2023 2024-05-09 text match

    Code of Conduct 2011, SRA Principles 2011

    Fine 1 PDF View decision
  • Debby-Ann Samuels
    GLC attorney 171 of 2022 2024-02-09 found breached

    Guilty of Professional Misconduct | Disciplinary Committee decision delivered February 09, 2024 | Fined, Restitution Ordered | Disciplinary Committee decision delivered March 12, 2024. View PDF DECISION OF THE DISCIPLIN…

    Guilty of Professional Misconduct 1 PDF View decision
  • Ezekiel Peter Latimer
    SG-DT lawyer Peter Ezekiel & Co 2024-01-24 rule cited
    Struck off the roll with immediate effect 1 PDF View decision
  • Christopher Michael Haddock
    SDT solicitor 12401/2022 2023-08-01 text match

    Breaches, Client Money, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Di Giovanni, Maria Grazia
    OLSC solicitor Iron Cove Law Pty Ltd [2024] NSWCATOD 66 2023-05-19 found breached

    The Respondent Solicitor and/or the Law Practice acted in the sale of the property in circumstances where there was a conflict of interest between the vendor (the Complainant), the purchasers (the Respondent Solicitor’s…

    Reprimand Solicitor to undertake and complete further legal education Provide an apology to her former client $0.00 Proceedings Instituted 1 PDF View decision
  • Uyiosasere On Obaseki
    SDT solicitor 12371/2022 2023-02-27 text match

    Breaches, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Stephen David Jones
    SDT solicitor 12312/2022 2022-12-13 text match

    Breaches, Failures

    Strike off 1 PDF View decision
  • Calvin Benjamin Rose
    GLC attorney 226 of 2018 2022-07-30 found breached

    Guilty of Professional Misconduct | Disciplinary Committee decision delivered July 30, 2022. || Suspended, Fined | Disciplinary Committee decision delivered January 04, 2023. View PDF DECISION OF THE DISCIPLINARY COMMIT…

    Guilty of Professional Misconduct 2 PDFs View decision
  • David Ewan McNeish
    SSDT solicitor David Ewan McNeish, formerly of Optima Legal (now Alston Law) and now of DWF LLP, No. 2 Lochrin Square, 96 Fountainbridge, Edinburgh 2022-04-26 found breached
    reprimand No Appeal 2 PDFs View decision
  • Amarjit Singh Dhindsa
    LSBC lawyer 2021-12-02 found breached

    Rule 4-29 Admission of Misconduct and Undertaking to the Discipline Committee

    Rule 4-29 Admission of Misconduct and Undertaking to the Discipline Committee 1 PDF View decision
  • Hughes, Owen Maldwyn
    OLSC solicitor Beesley & Hughes 2021-11-24 rule cited

    Allegation 1 - The Lawyer engaged in sexual harassment and / or workplace bullying in breach of Rule 42 of the Legal Profession Uniform Law Australian Solicitors’ Conduct Rules 2015 (“the Solicitors’ Rules”) Further, or…

    Reprimand $0.00 About ​ About the OLSC The Commissioner History Mission statement Structure Contact ​ Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information ​ Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot ​​Topics 78 Legal Information Access Centre (LIAC), State Library of NSW​ , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility View decision
  • Julia Cooper
    SDT solicitor 12213/2021 2021-01-01 rule cited

    Breaches, Failures

    Strike off 1 PDF View decision
  • Low, Chee Kiong
    OLSC solicitor Kiong Low & Co [2020] NSWCATOD 142 2020-12-17 rule cited

    Borrowing from client in breach of Rule 12.3.1 of the Legal Profession Uniform Law Australian Solicitors' Conduct Rules 2015 (NSW) — Professional Misconduct

    Costs Fine Practitioner to undertake and complete further legal education Reprimand $3,000.00 Citation: <p><a href=" https://www.caselaw.nsw.gov.au/decision/1762af8f48382619e3fa9e14&quot ; rel="noopener noreferrer" target="_blank">Council of the Law Society of NSW v Low [2020] NSWCATOD 142</a></p> About ​ About the OLSC The Commissioner History Mission statement Structure Contact ​ Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information ​ Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot ​​Topics 78 Legal Information Access Centre (LIAC), State Library of NSW​ , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility 1 PDF View decision
  • Malcolm Tan Chun Chuen
    SG-DT lawyer Malcolm Tan Chambers LLC 2020-07-06 rule cited
    Struck off the roll with immediate effect 1 PDF View decision
  • Whitting, William John
    OLSC solicitor Bill Whitting Solicitor 2020-06-16 found breached

    1. Acted for an aged father and his son in relation to the transfer of real property owned solely by the father to the son for a consideration of $1.00 without: (a) Properly assessing the capacity of the father (b) Obta…

    Reprimand $0.00 About ​ About the OLSC The Commissioner History Mission statement Structure Contact ​ Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information ​ Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot ​​Topics 78 Legal Information Access Centre (LIAC), State Library of NSW​ , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility View decision

Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.