Decision record
Simon Patrick Cannon
Allegation / charges
Client Money, Failures, Others
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Sole practitioner Simon Patrick Cannon was found guilty of conduct unbefitting a solicitor on five particulars: failing to file Accountant's Reports on time, practising without/failing to evidence indemnity insurance, breaching an undertaking to pay costs to another firm, withdrawing client account monies improperly (cash shortage of £10,448.31), and failing to produce accounting records to the investigating officer. He had ceased practice at end of 2002 amid severe financial difficulties, with a Law Society intervention in March 2003. He had a prior 2000 disciplinary finding. The Tribunal found no dishonesty but ordered indefinite suspension from 5 August 2004 and costs of £6,632.83.
Duties found breached:
- No improper use of client money
- Accounting records, reconciliation and reports
- Professional indemnity insurance
- Honour professional undertakings
Aggravating factors:
- Cash shortage of £10,448.31 not replaced
- Failure to cooperate with Law Society investigation and correspondence
- Previous disciplinary finding in 2000 for accounts rules breaches (fine and costs)
- Claims made on the Compensation Fund
Mitigating factors:
- Severe financial, personal and business problems
- Accepted responsibility for the undertaking
- No evidence of deliberate breach of undertaking - placed in breach by financial circumstances
- No finding of dishonesty