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discipline 3 October 2026

The duty in context

Hold a current practising certificate practice

The lawyer must hold a current practising certificate or authorisation and comply with the conditions of practising before providing legal services.

389 cases 65% strike-off avg suspension 19.4 mo avg fine 23,700 64 with dishonesty finding

How the codes express this duty

E&W Solicitors SRA Principles & Code no clear equivalent
E&W Barristers BSB Handbook rC89.9.b; rC94.7 partial 13 cases
rC89 ... .9 there are systems in place to check that: ... .b every BSB authorised individual practising from your chambers has a current practising certificate and every other authorised (non-BSB) individual providing reserved legal activities is currently authorised by their Approved Regulator.
Cayman Islands Legal Services Code 2026 R.13.3 partial
An attorney-at-law and a recognised law entity shall comply with any proper conditions or limitations reasonably imposed by the Council, including on the conduct of their practice.
AU Solicitors Solicitors' Conduct Rules no clear equivalent
AU Barristers Uniform Barristers Rules no clear equivalent
IE Solicitors Law Society Guide Ch7 — Payment for assistant solicitors' practising certificates strong 8 cases
It is the obligation of each solicitor to ensure that they have a current practising certificate in place... It is both professional misconduct and a criminal offence for a solicitor to provide legal services without holding a current practising certificate issued by the Law Society.
IE Barristers Bar Code of Conduct Rule 9.1 strong 8 cases
It shall be a requirement of all practising Barristers that they hold a current practising certificate. The Bar Council may specify by way of regulations, requirements to hold, applications for, the issuing, amendment, suspension and revocation of practising certificates ... Barristers shall comply [with such regulations].
JM Attorneys Canons of Professional Ethics Canon II(j); Canon V(s) strong 3 cases
Save as provided by Section 7 of the Principal Act, an Attorney shall not practise as a lawyer unless he has paid the prescribed fee in accordance with Section 5(1) of the Principal Act and has been issued with a Practising Certificate by the General Legal Council. ... [V(s)] Subject to the provisions of subsection 2 of section 5 of the Principal Act, an Attorney shall not practise as a lawyer except by virtue of and in accordance with the practising certificate issued to him by the General Legal Council.
JE Lawyers Law Society of Jersey Code R.11.1 partial
In accordance with, and except as provided by The Law Society of Jersey Law 2005, no person shall practise Jersey law as an advocate or solicitor unless he or she is an ordinary member of the Law Society.
ON Lawyers LSO Rules of Prof. Conduct r 7.6-1.2 partial
A lawyer whose licence to practise law is suspended shall comply with the requirements of the by-laws and shall not (a) practise law; (b) represent or hold himself or herself out as a person entitled to practise law; or (c) represent or hold himself or herself out as a person entitled to provide legal services. [The RPC restricts practice while suspended; the affirmative annual-licence/fee requirement sits in the by-laws.]
BC Lawyers BC Code no clear equivalent
NZ Lawyers Conduct & Client Care Rules r 14.2 / r 1.2 partial
A lawyer who holds a practising certificate as a barrister sole must not— (a) practise as a solicitor; ... barrister sole means a lawyer ... who is the holder of a current practising certificate authorising the lawyer to act as a barrister and not as a barrister and solicitor.
SCO Solicitors LSS Standards of Conduct no clear equivalent
SG Lawyers Professional Conduct Rules 2015 no clear equivalent
HK Solicitors Solicitors' Guide Principle 2.01 strong
A solicitor who does not hold a practising certificate is not qualified to act as a solicitor in private practice (Legal Practitioners Ordinance (Cap. 159), section 7). A sole practitioner or partner must hold an unconditional practising certificate.
HK Barristers Bar Code of Conduct para 5.1 strong
A barrister may not practise as such unless he:- (a) holds a valid practising certificate issued by the Bar Council under section 30; and (b) save where he has been admitted under section 27(4), has provided in writing to the Bar Council the current address and telephone number(s) of the professional chambers in Hong Kong from which he practises.

Cases dealing with this duty

Clear

296 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern

  • Zeeshan Saqib Mian
    SDT solicitor 12824/2025 2026-09-07 found breached

    Breaches, Dishonesty, Lack of Integrity, Recklessness, SRA Principles 2011

    Strike off 1 PDF View decision
  • Julian Condliffe
    SDT solicitor 12689/2024 2026-08-05 text match

    Breaches, Code of Conduct 2011, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019

    Strike off 1 PDF View decision
  • Timothy John Luckhurst-Matthews
    SDT solicitor 12928/2026 2026-07-28 text match

    Breaches, Lack of Integrity, SRA Principles 2019

    Strike off 1 PDF View decision
  • Shashi Patel
    SDT solicitor 12837/2025 2026-06-16 text match

    Breaches, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, Money Laundering Regulations, Solicitors Accounts Rules 1998, Solicitors Accounts Rules 2011, …

    Strike off 1 PDF View decision
  • Mark Grenville Davies
    SDT solicitor 12796/2025 2026-06-09 text match

    Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Solicitors Accounts Rules 2011, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019

    Strike off 1 PDF View decision
  • Louisa Frances Clapton
    SDT solicitor 12873/2025 2026-05-19 text match

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, SRA Principles 2019

    Strike off 1 PDF View decision
  • Jude Sebastian Fletcher
    SDT solicitor 12765/2025 2026-03-13 text match

    Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors Accounts Rules 2019, SRA Principles 2019

    Strike off 1 PDF View decision
  • Michelle Niaz
    SDT solicitor 12767/2025 2026-02-17 found breached

    Authorisation of Individuals Regulations 2019, Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors Accounts Rules 2011, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019

    Suspend - Fixed Period 1 PDF View decision
  • Alexander David Edmund Hayes Gallagher
    SDT solicitor 12772/2025 2026-02-11 text match

    Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, SRA Principles 2019

    Strike off 1 PDF View decision
  • Gavin Clarke
    SDT solicitor 12730/2025 2025-12-12 text match

    Breaches, Client Money, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019

    Strike off 1 PDF View decision
  • Stuart Nuttall
    SDT solicitor 12534/2024 2025-11-14 text match

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2011, SRA Principles 2019

    Strike off 1 PDF View decision
  • Michael Peter Goodwin
    SDT solicitor 12726/2025 2025-08-29 text match

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019

    Suspend - Fixed Period 1 PDF View decision
  • Laura Elizabeth Simpson
    SDT solicitor 12711/2024 2025-08-22 text match

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2011, SRA Principles 2019

    Strike off 1 PDF View decision
  • Stephen Brian Simmons
    SDT solicitor 12484/2023 2025-05-16 found breached

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2011, SRA Principles 2019

    Strike off 1 PDF View decision
  • David William McDermott
    SDT solicitor 12654/2024 2025-04-26 text match

    Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2011, SRA Principles 2019

    Strike off 1 PDF View decision
  • Raja Shazad Khan; Ishtiaq Ahmed
    SDT solicitor 12540/2024 2025-04-14 text match

    Breaches, Code of Conduct for Firms 2019, Dishonesty, Lack of Integrity, Solicitors Accounts Rules 2019, SRA Principles 2019

    Strike off, Suspended period of Suspension 1 PDF View decision
  • Leo Benedict Michael Foster
    SDT solicitor 12655/2024 2025-03-21 text match

    Breaches, Lack of Integrity, SRA Principles 2019

    Fine 1 PDF View decision
  • Respondent AM
    SDT solicitor 12645/2024 2025-03-14 text match

    Code of Conduct 2011, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Solicitors Accounts Rules 2011, SRA Authorisation Rules, SRA Principles 2019

    Suspend - Fixed Period 1 PDF View decision
  • Matthew Roy Church
    SDT solicitor 12604/2024 2024-12-13 text match

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2019

    Strike off 1 PDF View decision
  • (unnamed)
    SDT solicitor 12618/2024 2024-10-11 text match
    Determination of Indefinite Suspension - Granted 1 PDF View decision
  • Michael Baker
    SDT solicitor 12549/2024 2024-06-28 found breached text match

    Breaches, Lack of Integrity, Practice Framework Rules, SRA Principles 2011

    Suspend - Fixed Period 1 PDF View decision
  • Philip John Burbidge
    SDT solicitor 12505/2023 2024-04-16 text match

    Breaches, Code of Conduct 2011, Dishonesty, Lack of Integrity, SRA Principles 2011

    Strike off 1 PDF View decision
  • Michael Lennon
    SDT solicitor 12513/2023 2024-02-23 text match

    Client Money, Dishonesty, Lack of Integrity, Solicitors Accounts Rules 2011, SRA Principles 2011

    Strike off 1 PDF View decision
  • Andrew Paul Rose
    SDT solicitor 12373/2022 2023-12-14 text match

    Breaches, Code of Conduct 2011, Dishonesty, Lack of Integrity, SRA Principles 2011

    Strike off 1 PDF View decision
  • Gary Robert Williams
    SDT solicitor 12468/2023 2023-08-15 text match

    Breaches, Failures

    Strike off 1 PDF View decision

Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.