Decision record
Richard Andrew David Pugh
Allegation / charges
Breaches, Client Money, Failures, Solicitors' Accounts Rules, Others
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Richard Andrew David Pugh, a solicitor admitted in 1977, was found guilty of conduct unbefitting a solicitor on seven allegations. The Tribunal made express findings of dishonesty on three: lying to client Mr L about settlement offers, creating a false 'bogus court order', and failing to follow the Green Card in three conveyancing transactions that almost certainly involved fraud on lenders. He also breached the Accounts Rules, borrowed £26,000 from clients without independent advice, failed to follow instructions, and delayed. He had a prior 1995 Tribunal appearance. He was struck off the Roll and ordered to pay costs of £11,000.
Duties found breached:
- Proper basis for allegations
- No improper communication with the court
- Not mislead third parties or opponents
- No conflict between current clients
- No improper use of client money
Aggravating factors:
- Prior appearance before the Tribunal in 1995 (conflict of interest, failure to protect client's best interests, fined £3,500)
- Conduct suggested financial difficulties; loans used to pay tax bill
- Conveyancing transactions almost certainly involved fraud on institutional lenders
- Sent client two 'interim' cheques funded by borrowing from other clients
- Experienced solicitor at the time of the events
Mitigating factors:
- Admitted the facts and all allegations except dishonesty
- Made no financial gain from conveyancing transactions (as asserted)
- Expressed remorse and apologised, acknowledged he should not practise
- Health problems and family circumstances
- Cooperated in giving oral evidence