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discipline 30 September 2026

The duty in context

Handle inadvertently received material client

On receiving confidential or privileged material disclosed by mistake, the lawyer must not use it and must return, destroy or delete it and notify the other party.

391 cases 60% strike-off avg suspension 17.5 mo avg fine 52,909 172 with dishonesty finding

How the codes express this duty

E&W Solicitors SRA Principles & Code CCS 6.4(d) partial 227 cases
6.4 ... except when: ... (d) the information is contained in a privileged document that you have knowledge of only because it has been mistakenly disclosed.
E&W Barristers BSB Handbook rC26.6; gC86 partial 7 cases
rC26 You may cease to act on a matter on which you are instructed and return your instructions if: ... .6 you become aware of confidential or privileged information or documents of another person which relate to the matter on which you are instructed;
Cayman Islands Legal Services Code 2026 R.5.2.2(b) partial
where the information in question is received under a duty of confidence, including mistaken disclosure, or receipt where it is agreed with the client that no duty to disclose arises or a different standard of disclosure applies
AU Solicitors Solicitors' Conduct Rules Rules 31.1; 31.3 strong 61 cases
31.1 ...a solicitor to whom material known or reasonably suspected to be confidential is disclosed... and who is aware that the disclosure was inadvertent must not use the material and must: 31.1.1 return, destroy or delete the material (as appropriate) immediately upon becoming aware that disclosure was inadvertent; and 31.1.2 notify the other solicitor or the other person of the disclosure... 31.3 If a solicitor is instructed by a client to read confidential material received in error, the solicitor must refuse to do so.
AU Barristers Uniform Barristers Rules no clear equivalent
IE Solicitors Law Society Guide Ch4 — Material disclosed by mistake; Receipt of information intended for the other party strong 34 cases
If a privileged communication is inadvertently disclosed to another party, the solicitor can still assert privilege on behalf of the client. Solicitors should not knowingly open privileged communications not addressed to the solicitor or the solicitor's firm. If a solicitor mistakenly acquires such communications, then privilege is retained by the sender.
IE Barristers Bar Code of Conduct Rule 7.6 partial 34 cases
No Barrister shall use for any professional or private purpose or otherwise disclose any information on professional matters obtained accidentally or otherwise from observation of documents or from conversation with or between colleagues in or outside of the Law Library.
JM Attorneys Canons of Professional Ethics no clear equivalent
JE Lawyers Law Society of Jersey Code G.2.20-G.2.21 strong
If, during the course of a matter, a member receives information or documents from either a client or a third party, which clearly appear to have been (a) disclosed inadvertently or (b) obtained improperly, the member must return such information or documents to the rightful owner without use being made of the information or documents.
ON Lawyers LSO Rules of Prof. Conduct r 7.2-10 partial
A lawyer who receives a document relating to the representation of the lawyer's client and knows or reasonably ought to know that the document was inadvertently sent shall promptly notify the sender.
BC Lawyers BC Code r 7.2-10 strong 21 cases
A lawyer who has access to or comes into possession of a document that the lawyer has reasonable grounds to believe belongs to or is intended for an opposing party and was not intended for the lawyer to see, must: (a) in the case of a paper document, return it unread and uncopied to the party to whom it belongs, (b) in the case of an electronic document, delete it unread and uncopied and advise the party to whom it belongs that that was done,
NZ Lawyers Conduct & Client Care Rules r 13.9.4 strong
If a lawyer becomes aware that privileged information or documents have been inadvertently released in circumstances where privilege has not been waived, the lawyer must not disclose the contents of the material to a client, must inform the other lawyer (or litigant if unrepresented) of the release, and must return any documents forthwith.
SCO Solicitors LSS Standards of Conduct no clear equivalent
SG Lawyers Professional Conduct Rules 2015 no clear equivalent
HK Solicitors Solicitors' Guide Principle 8.03 Commentary 6 strong
Where it is obvious to a solicitor that documents have been mistakenly disclosed to him on discovery or otherwise he must immediately cease to read the documents, inform the other side and return the documents without making copies. The solicitor should inform his client.
HK Barristers Bar Code of Conduct para 10.45 partial
If before or during a case, a document belonging to the other side should come into the possession of Counsel, he should if he intends to make any use of it inform his opponent that it has come into his possession. This information should be communicated in sufficient time for the opponent to raise an objection to the use of the document.

Cases dealing with this duty

Clear

391 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern

  • Anis Yusuf Dadu
    SDT solicitor 12575/2024 2024-11-27 found breached

    Breaches, SRA Principles 2019

    Reprimand 1 PDF View decision
  • Toslim Uddin Ahmed
    SDT solicitor 12570/2024 2024-11-01 found breached

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, SRA Principles 2019

    Strike off 1 PDF View decision
  • Mark Robert Westwood
    SDT solicitor 12610/2024 2024-11-01 found breached

    Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, SRA Principles 2011, SRA Principles 2019

    Fine 1 PDF View decision
  • Lee, Pei Sze
    OLSC solicitor Pei Sze Lee t/as NSW Solicitor [2024] NSWCATOD 108 2024-07-25 found breached

    Failed to cooperate with, and thereby obstructed, the manager appointed to the Law Practice under s 334 of the Legal Profession Uniform Law (Ground 1) Participated in the affairs of the Law Practice after service on her…

    Costs Fine Lawyer to undertake and complete further ethics education Reprimand The Lawyer may not apply for a practising certificate that would authorise her to be a principal of a law practice until after she has held five (5) practising certificates in five (5) separate practising certificate years that authorise her to engage in supervised legal practice only $10,000.00 Proceedings Instituted 1 PDF View decision
  • Gerald Edward Palmer
    LSBC lawyer 2024-07-12 found breached

    Rule 3-7.1 Consent Agreement

    Rule 3-7.1 Consent Agreement 1 PDF View decision
  • Seah Choon Huat Johnny
    SG-DT lawyer Seah & Co 2024-07-01 found breached
    Suspended for a period of four (4) years 1 PDF View decision
  • Hughes, Owen Maldwyn
    OLSC solicitor (Formerly) Beesley and Hughes 2024-06-27 found breached

    Failure to disclose AHRC sexual harassment complaint to the Law Society in his practising certificate renewal application Failure to disclose sexual harassment proceedings to the Law Society in his practising certificat…

    Refusal of grant of practising certificate for the year ending 30 June 2024 $0.00 About ​ About the OLSC The Commissioner History Mission statement Structure Contact ​ Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information ​ Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot ​​Topics 78 Legal Information Access Centre (LIAC), State Library of NSW​ , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility View decision
  • Michael Shane Dugas
    LSBC lawyer 2024-05-10 found breached

    Rule 3-7.1 Consent Agreement

    Rule 3-7.1 Consent Agreement 1 PDF View decision
  • Jacqueline Marie Minto
    GLC attorney 58 of 2022 2023-11-18 found breached

    Suspended, Fined | Disciplinary Committee decision delivered November 18, 2023. | Guilty of Professional Misconduct | Disciplinary Committee decision delivered September 23, 2023. View PDF SANCTION DECISION OF THE DISCI…

    Suspended, Fined 1 PDF View decision
  • Karen Nicholson
    SDT solicitor 12290/2021 2023-11-03 found breached

    Breaches, Code of Conduct 2011, Dishonesty, Lack of Integrity, SRA Principles 2011

    Strike off 1 PDF View decision
  • Kin Ip Lo
    LSBC lawyer 2023-09-15 found breached

    Rule 3-7.1 Consent Agreement

    Rule 3-7.1 Consent Agreement 1 PDF View decision
  • Feng, James Jianshu
    OLSC solicitor WB Legal Pty Ltd [2023] NSWCATOD 129 2023-08-30 found breached

    Ground 1: From around 1 March 2017 to 17 September 2019 the Lawyer did not comply with his trust accounting obligations and did not keep trust records in accordance with the provisions of the Legal Profession Uniform La…

    Costs Order recommending removal of lawyer's name from the Roll of Australian Lawyers $0.00 Proceedings Instituted 1 PDF View decision
  • Bing Han
    LSC-QLD solicitor Fenson & Co. Lawyers 2023-08-22 found breached

    Guilty of professional misconduct on 1 charge

    Suspended 1 PDF View decision
  • Rosemary Ann Joyce
    SDT solicitor 12440/2023 2023-07-13 found breached

    Breaches, Failures, Solicitors' Accounts Rules

    Suspend - Fixed Period 1 PDF View decision
  • Christopher James Fry
    SDT solicitor 12379/2022 2023-06-28 found breached

    Breaches, Failures

    Fine 1 PDF View decision
  • Lyon Thomas Finkelstein
    LSBC lawyer 2023-06-28 found breached

    Rule 3-7.1 Consent Agreement

    Rule 3-7.1 Consent Agreement 1 PDF View decision
  • Ashish Bhatia
    SDT solicitor 12408/2022 2023-05-17 found breached

    Breaches, Code of Conduct 2011, SRA Principles 2011

    Reprimand 1 PDF View decision
  • James Huxtable
    SDT solicitor 12414/2022 2023-05-11 found breached

    Breaches, Client Money, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Hughes, Owen Maldwyn
    OLSC solicitor (Former practice) Beesley Hughes (Manager appointed) 2023-04-03 found breached

    Findings made by the Federal Circuit Court of Australia in May 2019 and the Federal Court of Australia in July 2020 that Mr Hughes’ conduct towards his former employee amounted to sexual harassment, the findings, declar…

    Refusal of grant of practising certificate $0.00 About ​ About the OLSC The Commissioner History Mission statement Structure Contact ​ Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information ​ Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot ​​Topics 78 Legal Information Access Centre (LIAC), State Library of NSW​ , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility View decision
  • Roger Balraj Singh Bhatti
    LSBC lawyer 2023-03-15 found breached

    Rule 3-7.1 Consent Agreement

    Rule 3-7.1 Consent Agreement 1 PDF View decision
  • Edward Richard Foster & Robert James Newman & Rashpal Kaur
    SDT solicitor 12350/2022 2023-01-10 text match

    Breaches, Client Money, Failures, Solicitors' Accounts Rules

    Fine, Strike off, Suspend - Fixed Period 1 PDF View decision
  • Richard Yan-Yun Liu
    LSBC lawyer 2022-12-14 found breached

    Rule 3-7.1 Consent Agreement

    Rule 3-7.1 Consent Agreement 1 PDF View decision
  • Gail Enright
    LSI solicitor Michael Enright & Company Solicitors 28 South Mall, Cork 2022-11-21 found breached

    In the matter of Gail Enright, a solicitor formerly practising in Michael Enright & Co, Solicitors, 28 South Mall, Cork, and in the matter of the Solicitors Acts 1954-2015 [2018/DT85 and High Court record 2022/198SA] La…

  • Paul Otto De Lange
    LSBC lawyer 2022-11-07 found breached

    Rule 4-29 Admission of Misconduct and Undertaking to the Discipline Committee

    Rule 4-29 Admission of Misconduct and Undertaking to the Discipline Committee 1 PDF View decision
  • Syn Kok Kay
    SG-DT lawyer Patrick Chin Syn & Co 2022-10-11 found breached
    Suspended for a period of three (3) years and nine (9) months, with effect from the date of discharge of his bankruptcy 1 PDF View decision

Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.