William Ralph Southward
Allegation / charges
Agreed Statement of Facts
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Southward, retained to obtain committeeship of his client TE's mother DE, represented to opposing counsel and the Public Guardian and Trustee that he would seek only committee of the person, but prepared and entered a June 9, 2011 order including a term regarding committee of the estate that he ought to have known had not been ordered. He then used that order to sever the joint tenancy of a condo (an estate asset), contrary to his representations and inconsistent with the court order, and failed to disclose the severance to opposing counsel. He admitted the conduct cast doubt on his professional integrity (contrary to Chapter 2, Rule 1) and constituted professional misconduct. The tribunal did not make an express finding of dishonesty.
Duties found breached:
Mitigating factors:
- Respondent attempted to rectify the situation in November 2011
- Filed an application and swore an affidavit acknowledging he had severed the joint tenancy in error, leading to a consent order transferring the interest to RE
Duties engaged
Documents
No documents recorded.