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discipline 3 October 2026

The duty in context

No improper communication with the court court

The lawyer must not communicate with the court on a matter of substance in the opponent's absence except where permitted, and must promptly disclose to the opponent any such communication.

765 cases 58% strike-off avg suspension 20.0 mo avg fine 58,571 272 with dishonesty finding

How the codes express this duty

E&W Solicitors SRA Principles & Code no clear equivalent
E&W Barristers BSB Handbook no clear equivalent
Cayman Islands Legal Services Code 2026 no clear equivalent
AU Solicitors Solicitors' Conduct Rules Rules 22.5; 22.6 strong 110 cases
22.5 A solicitor must not, outside an ex parte application or a hearing of which an opponent has had proper notice, communicate in the opponent's absence with the court concerning any matter of substance in connection with current proceedings unless: ... 22.6 A solicitor must promptly tell the opponent what passes between the solicitor and a court in a communication referred to in Rule 22.5.
AU Barristers Uniform Barristers Rules rr53-54 strong 50 cases
A barrister must not, outside an ex parte application or a hearing of which an opponent has had proper notice, communicate in the opponent's absence with the court concerning any matter of substance in connection with current proceedings unless [permitted]. A barrister must promptly tell an opponent what passes between the barrister and a court in a communication referred to in Rule 53.
IE Solicitors Law Society Guide Ch5 — Communication with the court strong 83 cases
A solicitor should not discuss the merits of a case with the judge, registrar, clerk or other official before whom a case is pending. Where during the case a written communication to the court is required, the solicitor should deliver a copy of the communication to the opposing party.
IE Barristers Bar Code of Conduct Rule 5.28; Rule 5.29 strong 83 cases
Barristers shall not approach a Judge to discuss with them any matter then pending or at hearing before that Judge without the consent of the Judge and their opposing lawyer or lay litigant being present during such approach.
JM Attorneys Canons of Professional Ethics Canon V(i) partial 38 cases
In any proceeding in a Court an Attorney shall not communicate or cause any other person to communicate with a juror as to the merits of such proceedings, and shall only do so with a Judge or person exercising Judicial functions:- (i) in the normal course of the proceedings, or (ii) where authorised by law, or the practice of the Courts or with the consent of the parties.
JE Lawyers Law Society of Jersey Code G.3.4 partial
Members must not discuss the merits of a case with a member of the judiciary before whom a case is pending or by whom it may be heard unless invited to do so in the presence of the lawyer for the other side.
ON Lawyers LSO Rules of Prof. Conduct r 5.1-2(d) partial
When acting as an advocate, a lawyer shall not ... endeavour or allow anyone else to endeavour, directly or indirectly, to influence the decision or action of a tribunal or any of its officials in any case or matter by any means other than open persuasion as an advocate
BC Lawyers BC Code r 2.1-2(d) partial 24 cases
A lawyer should never seek privately to influence a court or tribunal, directly or indirectly, in the lawyer's or a client's favour, nor should the lawyer attempt to curry favour with juries by fawning, flattery or pretended solicitude for their personal comfort.
NZ Lawyers Conduct & Client Care Rules r 13.2.2 strong
A lawyer must not discuss any case or matter before the court with any judicial officer involved in the proceeding either formally or informally outside of the rules of procedure ... In cases of doubt, the lawyers for other parties (or if a party is not represented, then the party concerned) should be informed of any matters being brought before the court.
SCO Solicitors LSS Standards of Conduct no clear equivalent
SG Lawyers Professional Conduct Rules 2015 r 30 (Communication with court) partial 10 cases
30 Communication with court
HK Solicitors Solicitors' Guide Principle 10.02 Commentary 2-3 strong
Except in the course of an application to the court, a solicitor must not discuss the merits of the case with a judge, magistrate or other adjudicator before whom a case is pending ... unless invited to do so in the presence of the solicitor or barrister for the other side ... a solicitor shall at the same time deliver a copy of it to his professional adversary.
HK Barristers Bar Code of Conduct para 10.48 strong
A practising barrister must not, outside of an ex parte application or a hearing of which an opponent has had proper notice, communicate in the opponent's absence with the Court concerning any matter of substance in connection with current proceedings unless ... A practising barrister must promptly inform an opponent of what has passed between the barrister and the Court in a communication referred to in sub-paragraph (a) hereof.

Cases dealing with this duty

Clear

765 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern

  • Mitchell Cavanagh
    LSC-QLD solicitor Non-practising firm 2025-08-19 rule cited

    The conduct identified in charge 1 is proved and is found to constitute professional misconduct.

    Fined 1 PDF View decision
  • Kenneth Woodburn
    SSDT solicitor Kenneth D Woodburn, 16 Forth Street, Edinburgh 2025-08-12 found breached
    conditions No Appeal 1 PDF View decision
  • Buckley, Nathan Andrew
    OLSC solicitor G & B Lawyers [2025] NSWCATOD 98 2025-07-29 found breached

    Proceedings no. 2023/00140580 (Social Media Application) 1. Made public statements encouraging residents To breach laws by providing false information to the ASIC for the purpose of avoiding the effect of applicable pub…

    Costs Order recommending removal of lawyer's name from the Supreme Court Roll $0.00 1 PDF View decision
  • Alejandro Emilio Verdu Haro
    SDT solicitor 12705/2024 2025-07-25 found breached

    Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2011, SRA Principles 2019

    Strike off 1 PDF View decision
  • Neil Robert Lawler
    LSC-QLD solicitor Lawler Magill 2025-07-10 rule cited

    OCR198-23 Charges 1, 2, 3, 4 and 5 - professional misconduct. OCR050-25 Charges 1 to 4 - professional misconduct

    Struck off 1 PDF View decision
  • Joanna Wendy Elizabeth Millar and Laura Ray Campbell
    SSDT solicitor Joanna Wendy Elizabeth Millar, Anderson Strathern LLP, George House, 50 George Square, Glasgow and Laura Ray Campbell, Carters, Eldo House, Monkton Road, Prestwick 2025-06-11 found breached
    dismissed No Appeal 1 PDF View decision
  • Ano Maggielin Miller Sewell
    GLC attorney 117 of 2024 2025-05-31 found breached

    Guilty | Disciplinary Committee decision delivered May 31, 2025. || Struck off, Restitution Ordered | Disciplinary Committee decision delivered June 27, 2025. View PDF DECISION OF THE DISCIPLINARY COMMITTEE OF THE GENER…

    Guilty 1 PDF View decision
  • Maisha Shamilla Wilson-Campbell
    GLC attorney 2 of 2023 2025-05-28 found breached

    Guilty of Professional Misconduct | Disciplinary Committee decision delivered May 28, 2025. || Suspended | Disciplinary Committee decision delivered July 01, 2025. View PDF DECISION OF THE DISCIPLINARY COMMITTEE OF THE …

    Guilty of Professional Misconduct 2 PDFs View decision
  • Lindsey M Fettes
    SSDT solicitor Lindsey M Fettes, Wilsone & Duffus Solicitors, 7 Golden Square, Aberdeen 2025-05-19 found breached
    No Appeal 1 PDF View decision
  • Debby-Ann Samuels
    GLC attorney 35 of 2024 2025-04-14 found breached

    Guilty of Professional Misconduct | Disciplinary Committee decision delivered April 14, 2025. || Suspended | Disciplinary Committee decision delivered December 12, 2025. View PDF DECISION OF THE DISCIPLINARY COMMITTEE O…

    Guilty of Professional Misconduct 2 PDFs View decision
  • Leonard Hil Marriott
    LSBC lawyer 2025-04-03 found breached

    Rule 4-29 Admission of Misconduct and Undertaking to the Discipline Committee

    Rule 4-29 Admission of Misconduct and Undertaking to the Discipline Committee 1 PDF View decision
  • Robin Edward Stubbings
    SDT solicitor 12641/2024 2025-03-21 found breached

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019

    Fine 1 PDF View decision
  • Gregory George Dureault
    LSBC lawyer 2025-02-28 found breached

    Rule 3-7.1 Consent Agreement

    Rule 3-7.1 Consent Agreement 1 PDF View decision
  • John David Mair
    SSDT solicitor ohn David Mair, formerly of NEGO8 Ltd, 5 Whittingehame Drive, Glasgow 2025-02-28 found breached
    strike_off No Appeal 4 PDFs View decision
  • Sverre Nils Aaen (1)
    SSDT solicitor Sverre Nils Aaen, formerly having a place of business at LTO Ltd, 81 St. Vincent Street, Glasgow 2025-02-24 found breached
    reprimand No Appeal 1 PDF View decision
  • Waterstreet, Charles Christian
    OLSC barrister [2025] NSWCATOD 4 2025-01-15 found breached

    1. where the barrister engaged in sexual harassment towards three separate complainants 2. where he was found to have breached the New South Wales Barristers Rules, and engaged in conduct likely to diminish public confi…

    The barrister is reprimanded pursuant to s 299(1)(b) and s 302(1) of the Legal Profession Uniform Law (NSW). The barrister is prohibited from applying for an Australian practising certificate before the end of one year from the date of the orders. $0.00 Disciplinary Action 2 PDFs View decision
  • Naeem-ul-Nushad Ahmed
    LSBC lawyer 2024-12-23 found breached

    Rule 3-7.1 Consent Agreement

    Rule 3-7.1 Consent Agreement 1 PDF View decision
  • Manjit Singh Walia
    LSBC lawyer 2024-12-19 found breached

    Rule 3-7.1 Consent Agreement

    Rule 3-7.1 Consent Agreement 1 PDF View decision
  • Martin Smith
    SDT solicitor 12601/2024 2024-12-13 found breached

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2019

    Strike off 1 PDF View decision
  • Chen Kok Siang Joseph
    SG-DT lawyer Joseph Chen & Co 2024-11-25 found breached
    Struck off the roll with immediate effect 1 PDF View decision
  • Shen, Hao (Wilson) Ran
    OLSC solicitor Shen Lawyers Pty Ltd [2024] NSWCATOD 174 2024-10-29 found breached

    Failure to attend Court on 20 October 2022 without reasonable excuse. On 13 November 2023, the Acting NSW Legal Services Commissioner made a finding of Unsatisfactory Professional Conduct and Mr Shen was reprimanded. On…

    Reprimand $0.00 Specified Duration: Manager appointment for a period of 2 years Manager Appointed: Yes Manager Appointed 1 PDF View decision
  • Kazas-Rogaris, Anne
    OLSC solicitor KR Lawyers & Consultants Pty Ltd [2024] NSWCATOD 166 2024-10-15 found breached

    On 29 April 2022, the Professional Conduct Committee (Committee) of the Law Society of New South Wales resolved to do the following: (1) Find Ms Kazas-Rogaris guilty of unsatisfactory professional conduct on the basis t…

    Fine Reprimand $2,500.00 1 PDF View decision
  • (unnamed)
    SDT solicitor 12618/2024 2024-10-11 found breached
    Determination of Indefinite Suspension - Granted 1 PDF View decision
  • Andrew John Robertson
    SSDT solicitor Andrew John Robertson, formerly of WW&J McClure Solicitors, Floor 5, Pacific House, 70 Wellington Street, Glasgow 2024-07-30 found breached
    fine No Appeal 1 PDF View decision
  • Lee, Pei Sze
    OLSC solicitor Pei Sze Lee t/as NSW Solicitor [2024] NSWCATOD 108 2024-07-25 found breached

    Failed to cooperate with, and thereby obstructed, the manager appointed to the Law Practice under s 334 of the Legal Profession Uniform Law (Ground 1) Participated in the affairs of the Law Practice after service on her…

    Costs Fine Lawyer to undertake and complete further ethics education Reprimand The Lawyer may not apply for a practising certificate that would authorise her to be a principal of a law practice until after she has held five (5) practising certificates in five (5) separate practising certificate years that authorise her to engage in supervised legal practice only $10,000.00 1 PDF View decision

Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.