Niranjana Patel
Allegation / charges
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2019
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
The Tribunal found that on 29 January 2021, while an associate solicitor at Jackson Lees Group, Niranjana Patel created a letter to a client's landlord and backdated it to 12 January 2021 to make it appear work had been done when it had not, in response to a colleague's chaser email about her failure to progress client K's file. She then told her colleague and the client the letter had been sent on 12 January. The Tribunal rejected her account that she had merely dictated and viewed the letter, finding she created it at 11:08 on 29 January and manually altered the date. It found breaches of Principles 2, 4 and 5 and paragraph 1.4, expressly finding dishonesty under the Ivey test. Although dishonesty normally requires striking off, the Tribunal found exceptional circumstances (momentary, unplanned, response to pressure, marginal benefit, unblemished career) and imposed a 12-month suspension itself suspended for 24 months, plus agreed costs of £10,000.
Duties found breached:
Aggravating factors:
- Dishonesty found
- Respondent was an experienced solicitor (15-18 years PQE) in a senior leadership role managing three departments
- Conduct was deliberate
- Misled both a colleague and the client K
Mitigating factors:
- Isolated, momentary single-day incident, not pre-planned or calculated
- Unblemished and exemplary professional and regulatory history with no previous disciplinary findings
- Very marginal/no real benefit to the Respondent
- Little impact on the client
- Significant work pressure managing three departments and a very challenging work schedule
- Ill-health (migraines, stomach-ache) and personal circumstances including caring for her unwell mother
- Delay in bringing matter to Tribunal during which she practised without conditions or further conduct issues
Codes & rules applied
Duties engaged
- Act only on proper, lawful instructions
- Advise on alternatives, settlement and outcome
- Avoid wasting the court's time
- Cease acting on client perjury or disobedience
- Client-care and engagement terms
- Client confidentiality
- Competence
- Complaints procedure and handling
- Comply with and respect court orders
- Comply with rules of foreign jurisdictions
- Continuity and handover of representation
- Cooperate openly with regulators
- Costs and fee transparency to client
- Diligence and timeliness
- Disclose adverse law to the court
- Disclose material information to client
- Disclose referrals, commissions and benefits
- Fair dealing with unrepresented parties
- Fair, reasonable and lawful fees
- Full disclosure on ex parte applications
- Good faith and courtesy to colleagues
- Handle inadvertently received material
- Hold a current practising certificate
- Honour professional undertakings
- Keep client informed and respond promptly
- Maintain competence and CPD
- Manage conflict arising mid-matter
- No abuse of process or coercive powers
- No acting against a former client
- No baseless or threatened misconduct report
- No conflict between current clients
- No direct dealing with represented party
- No improper benefit, loan or bequest
- No improper communication with the court
- No improper fee-sharing or partnership
- No improper questioning of witnesses
- No improper solicitation or touting
- Non-discriminatory acceptance and cab-rank
- No obstruction or victimisation of reporters
- No own-interest conflict
- No payments to witnesses on evidence
- No personal opinion or familiarity with court
- No prejudicial publicity for pending cases
- No standing bail or surety for client
- No taking unfair advantage
- No tampering with or coaching witnesses
- Not mislead the court
- Not mislead third parties or opponents
- Not misrepresent regulated status
- Pay instructed practitioners and agents
- Professional indemnity insurance
- Proper basis for allegations
- Proper termination and return of instructions
- Prosecutorial duty of disclosure
- Prosecutorial fairness and impartiality
- Protect capacity and vulnerable clients
- Protect legal professional privilege
- Report serious misconduct of others
- Safeguard documents and limit liens
- Self-report to the regulator
- Truthful, non-misleading advertising