Decision record
BARRY MICHAEL RICHARDSON
Allegation / charges
Unprofessional Conduct and Suspended
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Mr Richardson, a sole practitioner, transferred $4828 from a client's trust account to his office account without serving bills of costs, and failed to respond to inquiries from the client's new solicitor and the Complaints Committee, later evading service and not participating in the Tribunal proceedings. The Tribunal found unprofessional conduct on both complaints. It fined him $3000 and ordered repayment of $1040 to the client plus $2904 costs on the trust-account complaint, and suspended him from practice for one year on the failure-to-respond complaint. No express finding of dishonesty was made; the Committee expressly did not allege the more serious charge that invoices were fabricated after the complaint.
Duties found breached:
Aggravating factors:
- Failure to respond to requests from client's new solicitor to account for trust monies
- Refusal to respond to proper requests for copies of invoices
- Failure to offer any explanation to the Tribunal
- Active avoidance of service and complete failure to participate in the proceedings
- Wrongly addressed covering letters/invoices depriving client of opportunity to seek taxation
Mitigating factors:
- Committee only alleged failure to serve invoices (not that they were never prepared)
- Admission via solicitors that he had no good excuse for failing to respond
Duties engaged
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