Michael Elwin Morgan & Alexandra Louise Tarling

Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision

This was a telephone Case Management Hearing rather than a substantive hearing. The parties had engaged in lengthy settlement discussions. The SRA decided, after reviewing the Respondents' Answer, that it was no longer appropriate to proceed with the allegations and proposed a Regulatory Settlement Agreement to deal with admitted Accounts Rules breaches. The Tribunal, after ensuring the parties had an agreed finalised RSA draft, permitted the SRA to withdraw all allegations against both Respondents provided a signed RSA was filed by 19 February 2016. No findings of misconduct or dishonesty were made and no sanction or costs order was imposed by the Tribunal.

Duties found breached:

• Report serious misconduct of others