Decision record
Philip John Williams
JurisdictionEngland & Wales
BodySolicitors Disciplinary Tribunal (SDT)
Professionsolicitor
Case number9569/2006
Date01/01/2006
OutcomeSuspend - Indefinite
Allegation / charges
Failures
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
SanctionSuspension
CostsGBP 2,684
Dishonesty foundNo
Solicitor admitted four allegations of failing to deliver Accountant's Reports for years ending 2002-2005. He had ceased practice due to depression and health issues, and held over £21,000 of client money in a non-client Abbey account. Given a prior reprimand for similar conduct in 2002 and the ongoing failures, the Tribunal found the allegations substantiated and, to protect the public and profession, suspended him indefinitely and ordered him to pay costs of £2,683.75. No dishonesty was found.
Duties found breached:
Aggravating factors:
- Previous appearance before the Tribunal in 2002 for similar failings (reprimanded)
- Continued failure to deliver reports despite ceasing medication two years earlier
- Client funds exceeding £21,879.81 held in a non-solicitor Abbey account without proper client account protection
- Beneficial owners of client funds potentially unaware money was being held
- No medical evidence provided at the current hearing
Mitigating factors:
- Admitted the allegations
- Suffered substantial health problems including four years of depression and agoraphobia
- Now rehabilitated and employed
- Stated funds held and accounts kept scrupulously
- Willingness to arrange reports within three months