Skip to main content
discipline 3 October 2026

The duty in context

Advise objectively, not a mere conduit client

The lawyer must exercise independent forensic and professional judgment for the client's benefit and must not act as a mere mouthpiece or conduit for the client's instructions.

408 cases 67% strike-off avg suspension 12.0 mo avg fine 254,000 8 with dishonesty finding

How the codes express this duty

E&W Solicitors SRA Principles & Code Principle 3; Principle 7 partial 383 cases
You act: 1.3 with independence. 1.7 in the best interests of each client.
E&W Barristers BSB Handbook rC20; CD4 strong 3 cases
rC20 Where you are a BSB authorised individual, you are personally responsible for your own conduct and for your professional work. You must use your own professional judgment in relation to those matters on which you are instructed and be able to justify your decisions and actions. You must do this notwithstanding the views of your client, professional client, employer or any other person.
Cayman Islands Legal Services Code 2026 R.6.1(b); P.5 partial
not permit a professional client, a recognised law entity or any other person to limit the attorney-at-law's discretion as to how the interests of the client can best be served
AU Solicitors Solicitors' Conduct Rules Rule 17.1 strong 9 cases
A solicitor representing a client in a matter that is before the court must not act as the mere mouthpiece of the client or of the instructing solicitor (if any) and must exercise the forensic judgments called for during the case independently, after the appropriate consideration of the client's and the instructing solicitor's instructions where applicable.
AU Barristers Uniform Barristers Rules r41 strong 4 cases
A barrister must not act as the mere mouthpiece of the client or of the instructing solicitor and must exercise the forensic judgments called for during the case independently, after the appropriate consideration of the client's and the instructing solicitor's wishes where practicable.
IE Solicitors Law Society Guide Ch1 — The function of the solicitor in society; Ch6 — Litigation: initiating letters and correspondence strong 2 cases
Barron J set out the obligation of the solicitor in Doran v Delaney... as follows: "The solicitor is not a conduit pipe."... A solicitor is not a mere conduit for their client's instructions and should not purport to represent their clients' instructions as facts.
IE Barristers Bar Code of Conduct Rule 5.15 strong 2 cases
A barrister when conducting proceedings in Court is responsible for the conduct and presentation of his case, and must exercise the independent judgment called for during the case. A barrister must not act as a mere spokesperson for the client or the instructing solicitor.
JM Attorneys Canons of Professional Ethics Canon IV(c) strong 3 cases
An Attorney shall exercise independent judgment within the bounds of the law and the ethics of the profession for the benefit of his client.
JE Lawyers Law Society of Jersey Code R.5.1 d); P.5 strong
Members must: ... d) not permit their professional client, firm or any other person to limit their discretion as to how the interests of the client can best be served.
ON Lawyers LSO Rules of Prof. Conduct r 3.2-2 commentary [2] strong
The lawyer's duty to the client who seeks legal advice is to give the client a competent opinion based on a sufficient knowledge of the relevant facts, an adequate consideration of the applicable law, and the lawyer's own experience and expertise. The advice must be open and undisguised and must clearly disclose what the lawyer honestly thinks about the merits and probable results.
BC Lawyers BC Code r 2.1-3(a) strong 4 cases
A lawyer should obtain sufficient knowledge of the relevant facts and give adequate consideration to the applicable law before advising a client, and give an open and undisguised opinion of the merits and probable results of the client's cause. The lawyer should be wary of bold and confident assurances to the client, especially where the lawyer's employment may depend on such assurances.
NZ Lawyers Conduct & Client Care Rules r 5.3 strong
A lawyer must at all times exercise independent professional judgement on a client's behalf. A lawyer must give objective advice to the client based on the lawyer's understanding of the law.
SCO Solicitors LSS Standards of Conduct B1.3 partial 1 case
You must give independent advice free from external influences or personal interests which are inconsistent with these standards.
SG Lawyers Professional Conduct Rules 2015 no clear equivalent
HK Solicitors Solicitors' Guide Principle 5.18 / Principle 5.19 strong
A solicitor must be both honest and candid when advising a client and give objective advice. ... A solicitor's advice must be unbiased and not be influenced by whether his employment or other work may depend upon advising in a particular way.
HK Barristers Bar Code of Conduct para 10.17(a) strong
A practising barrister must, however, not act as the mere mouthpiece of the client or the instructing person and must exercise the professional judgments called for during the case independently, after appropriate consideration of the client's and the instructing person's wishes where practicable.

Cases dealing with this duty

Clear

408 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern

  • Nicholas Nikola Stojanovic
    SDT solicitor 12904/2026 2026-09-25 rule cited

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2019

    Fine 1 PDF View decision
  • Zeeshan Saqib Mian
    SDT solicitor 12824/2025 2026-09-07 rule cited

    Breaches, Dishonesty, Lack of Integrity, Recklessness, SRA Principles 2011

    Strike off 1 PDF View decision
  • John William Cruickshank
    SDT solicitor 12922/2026 2026-09-03 rule cited

    Account Rules breaches, Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, Recklessness, SRA Principles 2019

    Suspend - Fixed Period 1 PDF View decision
  • Gordon Mcpherson Keir
    SDT solicitor 12807/2025 2026-08-25 rule cited

    Account Rules breaches, Breaches, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, Solicitors Accounts Rules 2011, Solicitors Accounts Rules 2019, SRA Pr…

    Reprimand 1 PDF View decision
  • Elizabeth Forrest
    SDT solicitor 12838/2025 2026-08-05 rule cited

    Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Lack of Integrity, SRA Principles 2011, SRA Principles 2019

    Suspend - Fixed Period 1 PDF View decision
  • Simon Langford
    SDT solicitor 12870/2025 2026-08-05 rule cited

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2019

    Strike off 1 PDF View decision
  • Shezhad Ilyas
    SDT solicitor 12822/2025 2026-07-24 rule cited

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, Recklessness, SRA Principles 2019

    Strike off 1 PDF View decision
  • (unnamed)
    SDT solicitor 12921/2026 2026-07-21 rule cited
    S.44E/ S.46/Paragraph 14C Appeals 1 PDF View decision
  • Mark Feely
    SDT solicitor 12859/2025 2026-07-21 rule cited

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2011

    Reprimand 1 PDF View decision
  • Grenville Royston Young
    SDT solicitor 12847/2025 2026-06-18 rule cited

    Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019

    Fine, Suspended period of Suspension 1 PDF View decision
  • Shashi Patel
    SDT solicitor 12837/2025 2026-06-16 rule cited

    Breaches, Code of Conduct for Firms 2019, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, Money Laundering Regulations, Solicitors Accounts Rules 1998, Solicitors Accounts Rules 2011, …

    Strike off 1 PDF View decision
  • Anjum Shahzad
    SDT solicitor 12816/2025 2026-06-16 rule cited

    Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, SRA Principles 2019

    Reprimand 1 PDF View decision
  • Richard Alexander Dobson
    SDT solicitor 12783/2025 2026-06-15 rule cited

    Code of Conduct for Solicitors, REL's & RFL's 2019, Recklessness, SRA Principles 2019

    Not Proved/Dismissed 1 PDF View decision
  • Sarinjit Singh Bahia
    SDT solicitor 12574/2024 2026-06-09 rule cited

    Account Rules breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Lack of Integrity, Misappropriation of Client Account, Solicitors Accounts Rules 2019, SRA Principles 2011, S…

    Fine 1 PDF View decision
  • Mohamed Faisal Mamon
    SDT solicitor 12831/2025 2026-05-19 rule cited

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Indemnity Insurance Rules, Recklessness, SRA Principles 2019

    Suspend - Fixed Period 1 PDF View decision
  • Vipul Kapoor
    SDT solicitor 12793/2025 2026-05-12 rule cited

    Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2011, SRA Principles 2019

    Fine 1 PDF View decision
  • Anthony Burns
    SDT solicitor 12677/2024 2026-05-06 rule cited

    Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2011, SRA Principles 2019

    Strike off 1 PDF View decision
  • Maame Adjoa Djan-Krofa
    SDT solicitor 12771/2025 2026-04-30 rule cited

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2019

    Suspended period of Suspension 1 PDF View decision
  • Alexander William Bruce Lee
    SDT solicitor 12813/2025 2026-04-28 rule cited

    Breaches, Code of Conduct 2011, SRA Principles 2011

    Fine 1 PDF View decision
  • Nicholas Devlin
    SDT solicitor 12862/2025 2026-04-20 rule cited

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Solicitors Accounts Rules 2019

    Strike off 1 PDF View decision
  • Christopher Yiannakas; Nicholas George Kephalas; YVA Solicitors LLP
    SDT solicitor 12728/2025 2026-03-30 rule cited

    Code of Conduct for Firms 2019, Solicitors Accounts Rules 2019, SRA Principles 2019

    Fine 2 PDFs View decision
  • Gboyega Ajibola Okunniga
    SDT solicitor 12754/2025 2026-03-19 rule cited

    Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2011, SRA Principles 2019

    Strike off 1 PDF View decision
  • Darren Hanison
    SDT solicitor 12764/2025 2026-03-19 rule cited

    Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Solicitors Accounts Rules 2019, SRA Principles 2011, SRA Principles 2019

    Strike off 1 PDF View decision
  • Shafiq-ul Hassan
    SDT solicitor 12567/2024 2026-03-12 rule cited

    Breaches, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, SRA Principles 2011, SRA Principles 2019

    Suspend - Fixed Period 1 PDF View decision
  • Claire Frances Gill
    SDT solicitor 12775/2025 2026-03-09 rule cited
    Proceedings Dismissed 1 PDF View decision

Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.