Decision record
Rachael Catherine Worthington
Allegation / charges
Breaches, Code of Conduct for Solicitors, REL's & RFL's 2019, Dishonesty, Failures, Lack of Integrity, SRA Principles 2019
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Rachael Catherine Worthington, a solicitor employed at Irwin Mitchell LLP, admitted knowingly providing false and misleading information to clients, opposing solicitors and an insurer across four probate/will dispute matters between 2020 and 2021, covering up her failures to issue claims and applications. She admitted her conduct was dishonest within Ivey and breached Principles 2, 4 and 5 and paragraphs 1.4 and 7.11 of the Code. The Tribunal, dealing with the matter on the papers via an agreed outcome, found dishonesty and no exceptional circumstances, and ordered she be struck off the Roll and pay £3,500 costs.
Duties found breached:
- Honesty
- Integrity
- Not mislead third parties or opponents
- Uphold public trust in the profession
- Good faith and courtesy to colleagues
Aggravating factors:
- Conduct was dishonest
- Deliberate and repeated misconduct
- Occurred on numerous occasions over approximately seven months
- Breach of position of trust with multiple clients
- Motivated by wish to cover up failures to carry out client instructions
- Planned misconduct
Mitigating factors:
- Early admissions and full cooperation with the SRA
- Newly qualified solicitor with inadequate supervision (asserted by Respondent, not endorsed by SRA)
- Extreme work pressure and excessive chargeable targets (asserted by Respondent)
- Serious mental health issues and suicidal ideation during period (asserted by Respondent)
- No financial gain motive; acted out of desperation (asserted by Respondent)
- Left the profession and did not intend to return