Decision record
Colin John Turner
Allegation / charges
Breaches, Failures, Solicitors' Accounts Rules, Others
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Colin John Turner, a sole practitioner admitted in 1973, faced multiple allegations of conduct unbefitting a solicitor including supervision failures, non-response to regulator, failure to maintain indemnity insurance, practising while bankrupt/suspended, accounts rules breaches and failing to honour an undertaking. He admitted all allegations except dishonesty. The Tribunal found dishonesty proved under the Twinsectra test regarding improper transfer of £455.41 in client credit balances to office account via fictitious invoices. Given the seriousness and a prior disciplinary finding, the Tribunal struck him off the Roll and ordered costs of £9,874.47.
Duties found breached:
- No improper communication with the court
- Keep client informed and respond promptly
- No conflict between current clients
- No improper use of client money
- Accounting records, reconciliation and reports
- Professional indemnity insurance
- Hold a current practising certificate
- Honour professional undertakings
Aggravating factors:
- Previous disciplinary finding (2007) with fine of £5,500 for similar failings
- Treated professional regulator with disdain
- Persisted in claiming entitlement to treat client monies as he did
- Experienced solicitor who had held senior positions
- Continued to practise after bankruptcy suspended his certificate
Mitigating factors:
- Wife diagnosed with serious illness (leukaemia) causing psychological reaction
- Considerable period of personal and professional stress
- Made bankrupt with debts of £100,000
- Admitted all allegations except dishonesty
- Relatively small sums involved (£455.41)
Duties engaged
- No improper communication with the court
- Honesty
- Keep client informed and respond promptly
- No conflict between current clients
- No improper use of client money
- Accounting records, reconciliation and reports
- Professional indemnity insurance
- Hold a current practising certificate
- Honour professional undertakings