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discipline 30 September 2026

The duty in context

Hold a current practising certificate practice

The lawyer must hold a current practising certificate or authorisation and comply with the conditions of practising before providing legal services.

384 cases 64% strike-off avg suspension 21.7 mo avg fine 26,727 65 with dishonesty finding

How the codes express this duty

E&W Solicitors SRA Principles & Code no clear equivalent
E&W Barristers BSB Handbook rC89.9.b; rC94.7 partial 12 cases
rC89 ... .9 there are systems in place to check that: ... .b every BSB authorised individual practising from your chambers has a current practising certificate and every other authorised (non-BSB) individual providing reserved legal activities is currently authorised by their Approved Regulator.
Cayman Islands Legal Services Code 2026 R.13.3 partial
An attorney-at-law and a recognised law entity shall comply with any proper conditions or limitations reasonably imposed by the Council, including on the conduct of their practice.
AU Solicitors Solicitors' Conduct Rules no clear equivalent
AU Barristers Uniform Barristers Rules no clear equivalent
IE Solicitors Law Society Guide Ch7 — Payment for assistant solicitors' practising certificates strong 10 cases
It is the obligation of each solicitor to ensure that they have a current practising certificate in place... It is both professional misconduct and a criminal offence for a solicitor to provide legal services without holding a current practising certificate issued by the Law Society.
IE Barristers Bar Code of Conduct Rule 9.1 strong 10 cases
It shall be a requirement of all practising Barristers that they hold a current practising certificate. The Bar Council may specify by way of regulations, requirements to hold, applications for, the issuing, amendment, suspension and revocation of practising certificates ... Barristers shall comply [with such regulations].
JM Attorneys Canons of Professional Ethics Canon II(j); Canon V(s) strong 2 cases
Save as provided by Section 7 of the Principal Act, an Attorney shall not practise as a lawyer unless he has paid the prescribed fee in accordance with Section 5(1) of the Principal Act and has been issued with a Practising Certificate by the General Legal Council. ... [V(s)] Subject to the provisions of subsection 2 of section 5 of the Principal Act, an Attorney shall not practise as a lawyer except by virtue of and in accordance with the practising certificate issued to him by the General Legal Council.
JE Lawyers Law Society of Jersey Code R.11.1 partial
In accordance with, and except as provided by The Law Society of Jersey Law 2005, no person shall practise Jersey law as an advocate or solicitor unless he or she is an ordinary member of the Law Society.
ON Lawyers LSO Rules of Prof. Conduct r 7.6-1.2 partial
A lawyer whose licence to practise law is suspended shall comply with the requirements of the by-laws and shall not (a) practise law; (b) represent or hold himself or herself out as a person entitled to practise law; or (c) represent or hold himself or herself out as a person entitled to provide legal services. [The RPC restricts practice while suspended; the affirmative annual-licence/fee requirement sits in the by-laws.]
BC Lawyers BC Code no clear equivalent
NZ Lawyers Conduct & Client Care Rules r 14.2 / r 1.2 partial
A lawyer who holds a practising certificate as a barrister sole must not— (a) practise as a solicitor; ... barrister sole means a lawyer ... who is the holder of a current practising certificate authorising the lawyer to act as a barrister and not as a barrister and solicitor.
SCO Solicitors LSS Standards of Conduct no clear equivalent
SG Lawyers Professional Conduct Rules 2015 no clear equivalent
HK Solicitors Solicitors' Guide Principle 2.01 strong
A solicitor who does not hold a practising certificate is not qualified to act as a solicitor in private practice (Legal Practitioners Ordinance (Cap. 159), section 7). A sole practitioner or partner must hold an unconditional practising certificate.
HK Barristers Bar Code of Conduct para 5.1 strong
A barrister may not practise as such unless he:- (a) holds a valid practising certificate issued by the Bar Council under section 30; and (b) save where he has been admitted under section 27(4), has provided in writing to the Bar Council the current address and telephone number(s) of the professional chambers in Hong Kong from which he practises.

Cases dealing with this duty

Clear

384 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern

  • Mark Pearson Ford
    SDT solicitor 11272/2014 2014-01-01 text match

    Breaches, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Robert Andrew Schofield
    SDT solicitor 11322/2014 2014-01-01 text match

    Breaches, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Christopher James Anderson
    SDT solicitor 11269/2014 2014-01-01 text match

    Breaches, Failures

    Strike off 1 PDF View decision
  • Claire Louise Tunstall
    SDT solicitor 11289/2014 2014-01-01 text match

    Breaches

    Suspend - Indefinite 1 PDF View decision
  • Costigan, John Bernard
    OLSC barrister (Formerly) 2nd Floor Selborne Chambers [2013] NSWCA 407 2013-12-04 text match

    1. Breaches of the trust account provisions of the Legal Profession Act 2004 and Legal Profession Regulation - improper dealings with client money 2. Practising without a practising certificate 3. Failure to notify the …

    Costs Removal of practitioner's name from the Roll of Local Lawyers $0.00 Proceedings Instituted View decision
  • Peter Arthur ROWELL
    LSC-QLD solicitor PK Lawyers (now closed) 2013-08-30 found breached text match

    Guilty of professional misconduct on 4 charges.

    other 1 PDF View decision
  • David Beard
    BTAS barrister Lincoln's Inn 2013-07-22 found breached
    strike_off Final 1 PDF View decision
  • Colin George Horne Wilson
    SSDT solicitor Colin George Horne Wilson, 25 Jamaica Street, Aberdeen 2013-06-11 found breached
    strike_off No Appeal 1 PDF View decision
  • Paul Francis Fallon
    SDT solicitor 11163/2013 2013-01-01 found breached text match

    Breaches, Client Money, Failures, Others, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Andreas Erothodos Alexandrou
    SDT solicitor 11205/2013 2013-01-01 text match

    Breaches, Client Money, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Mee Ling, Paul Adrian
    OLSC solicitor Mee Ling [2012] NSWADT 146 2012-07-25 found breached

    Application no. 102024: 1. Failure to comply with undertaking 2. Failure to comply with condition on practising certificate 3. Failure to respond to the Society’s correspondence Application no. 102025: 1. Failure to pay…

    Costs Removal of practitioner's name from the Roll of Local Lawyers $0.00 Proceedings Instituted View decision
  • Drew Adrian KELLAHAN
    LSC-QLD solicitor 2012-06-25 found breached

    Guilty of professional misconduct on 3 charges.

    other 1 PDF View decision
  • Wong, Bruce
    OLSC solicitor Not practising at time of conduct 2012-06-21 text match

    Representing or advertising entitlement to engage in legal practice when not entitled — A reasonable likelihood of a finding of unsatisfactory professional conduct

    Reprimand $0.00 About ​ About the OLSC The Commissioner History Mission statement Structure Contact ​ Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information ​ Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot ​​Topics 78 Legal Information Access Centre (LIAC), State Library of NSW​ , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility View decision
  • Pu, Stephen Xuan
    OLSC solicitor Did not renew 1 July 2008 [2012] NSWADT 168 2012-05-11 text match

    1. The Solicitor engaged in legal practice when he was not an Australian legal practitioner 2. The Solicitor represented or advertised entitlement to engage in legal practice when he was not an Australian legal practiti…

    Costs Fine Reprimand No Practising Certificate to be issued until practitioner has completed an ethics course $2,500.00 Proceedings Instituted View decision
  • Katherine MA Ryan
    LSI solicitor Ryan & Company, 42 Woodley Park, Kilmacud, Dublin 14 2012-03-26 found breached text match

    In the matter of Katherine MA Ryan, a solicitor formerly practising under the style and title of Ryan & Company at 42 Woodley Park, Kilmacud, Dublin 14, and in the matter of the Solicitors Acts 1954-2008 [6970/DT35/10; …

    strike_off View decision
  • I A V Pratchett, M Obeng & A Das
    SDT solicitor 10958/2012 2012-01-01 text match

    Breaches, Client Money, Failures, Solicitors' Accounts Rules

    Prohibition Order, Strike off, Suspend - Fixed Period, Variation of Conditions on Practising Certificate 1 PDF View decision
  • Jeffrey Tesler
    SDT solicitor 11076/2012 2012-01-01 text match

    Breaches, Criminal Convictions

    Strike off 1 PDF View decision
  • Eshrat Saddiq
    SDT solicitor 11050/2012 2012-01-01 found breached

    Others

    S.43 Order (clerks) 1 PDF View decision
  • Brian Lewis Barso & Kevin Underwood & Matthew Phillips
    SDT solicitor 11091/2012 2012-01-01 text match

    Failures, Others

    S.43 Order (clerks), Strike off 1 PDF View decision
  • Z H Butt & S Iqbal
    SDT solicitor 11041/2012 2012-01-01 text match

    Breaches, Failures, Others, Solicitors' Accounts Rules

    Strike off, Strike Off Register of Foreign Lawyers 1 PDF View decision
  • Samrhan Iqbal - Rodney Nkrumah-Boateng
    SDT solicitor 10954/2012 2012-01-01 text match

    Breaches, Others

    S.43 Order (clerks), Strike off 1 PDF View decision
  • Colin Michael Arthur Bishop
    SDT solicitor 10936/2012 2012-01-01 text match

    Breaches

    Strike off 1 PDF View decision
  • Basharat Ali Ditta
    SDT solicitor 11060/2012 2012-01-01 text match

    Criminal Convictions

    Strike off 1 PDF View decision
  • Kathleen Chadwick & 2 Others
    SDT solicitor 11013/2012 2012-01-01 found breached

    Breaches, Client Money, Failures, Solicitors' Accounts Rules, Others

    Fine, S.43 Order (clerks), Strike off 1 PDF View decision
  • Jiang, Ren Hai
    OLSC solicitor Churchill Lawyers [2011] NSWADT 270 2011-10-28 found breached

    1. Breach of undertaking 2. Misled the Vendor's Solicitor 3. Failed to render to his employer trust monies received from clients of the law practice and deposited these monies to his own account 4. Practised in contrave…

    Additional Orders made by the Tribunal (see Tribunal decision) Fine Impose conditions on Practising Certificate Reprimand $9,000.00 Proceedings Instituted View decision

Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.