Decision record
David Richard Roodyn
JurisdictionEngland & Wales
BodySolicitors Disciplinary Tribunal (SDT)
Professionsolicitor
Case number10083/2008
Date01/01/2008
OutcomeStrike off
Allegation / charges
Breaches, Client Money, Criminal Convictions, Failures, Solicitors' Accounts Rules, Others
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
SanctionStrike Off
FineGBP 20,000
CostsGBP 35,000
Dishonesty foundYes
Two solicitor partners of Roodyn Manski faced multiple Solicitors Accounts Rules breaches, a client account cash shortage of £115,439.77, overcharging in the estates of F and D, undelivered bills, unauthorised cash withdrawals, and VAT convictions. The Tribunal found dishonesty proved against the Second Respondent (Roodyn) in relation to allegations 3, 4, 7 and 8 (failing to send bills and overcharging), and ordered him struck off with £25,000 costs. The First Respondent was found not dishonest, fined £20,000 with £10,000 costs, on total fixed costs of £35,000.
Duties found breached:
- Proper basis for allegations
- No improper communication with the court
- No improper use of client money
- Accounting records, reconciliation and reports
- Report serious misconduct of others
Aggravating factors:
- Dishonesty in relation to client money (not sending out bills and overcharging)
- Cash shortage of £115,439.77 on client account
- Charging approximately 22-25% of estate values in costs
- Bills not delivered to executors/beneficiaries over many years
- Failure to obtain probate in F estate over seven years
- Criminal conviction for VAT offences
Mitigating factors:
- Second Respondent's severe health problems
- Second Respondent had not renewed practising certificate
- Apologised to the profession and clients
- Claimed to be out of his depth on probate/estate accounts
- Problems compounded by incompetent bookkeeper