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discipline 30 September 2026

The duty in context

Hold a current practising certificate practice

The lawyer must hold a current practising certificate or authorisation and comply with the conditions of practising before providing legal services.

384 cases 64% strike-off avg suspension 21.7 mo avg fine 26,727 65 with dishonesty finding

How the codes express this duty

E&W Solicitors SRA Principles & Code no clear equivalent
E&W Barristers BSB Handbook rC89.9.b; rC94.7 partial 12 cases
rC89 ... .9 there are systems in place to check that: ... .b every BSB authorised individual practising from your chambers has a current practising certificate and every other authorised (non-BSB) individual providing reserved legal activities is currently authorised by their Approved Regulator.
Cayman Islands Legal Services Code 2026 R.13.3 partial
An attorney-at-law and a recognised law entity shall comply with any proper conditions or limitations reasonably imposed by the Council, including on the conduct of their practice.
AU Solicitors Solicitors' Conduct Rules no clear equivalent
AU Barristers Uniform Barristers Rules no clear equivalent
IE Solicitors Law Society Guide Ch7 — Payment for assistant solicitors' practising certificates strong 10 cases
It is the obligation of each solicitor to ensure that they have a current practising certificate in place... It is both professional misconduct and a criminal offence for a solicitor to provide legal services without holding a current practising certificate issued by the Law Society.
IE Barristers Bar Code of Conduct Rule 9.1 strong 10 cases
It shall be a requirement of all practising Barristers that they hold a current practising certificate. The Bar Council may specify by way of regulations, requirements to hold, applications for, the issuing, amendment, suspension and revocation of practising certificates ... Barristers shall comply [with such regulations].
JM Attorneys Canons of Professional Ethics Canon II(j); Canon V(s) strong 2 cases
Save as provided by Section 7 of the Principal Act, an Attorney shall not practise as a lawyer unless he has paid the prescribed fee in accordance with Section 5(1) of the Principal Act and has been issued with a Practising Certificate by the General Legal Council. ... [V(s)] Subject to the provisions of subsection 2 of section 5 of the Principal Act, an Attorney shall not practise as a lawyer except by virtue of and in accordance with the practising certificate issued to him by the General Legal Council.
JE Lawyers Law Society of Jersey Code R.11.1 partial
In accordance with, and except as provided by The Law Society of Jersey Law 2005, no person shall practise Jersey law as an advocate or solicitor unless he or she is an ordinary member of the Law Society.
ON Lawyers LSO Rules of Prof. Conduct r 7.6-1.2 partial
A lawyer whose licence to practise law is suspended shall comply with the requirements of the by-laws and shall not (a) practise law; (b) represent or hold himself or herself out as a person entitled to practise law; or (c) represent or hold himself or herself out as a person entitled to provide legal services. [The RPC restricts practice while suspended; the affirmative annual-licence/fee requirement sits in the by-laws.]
BC Lawyers BC Code no clear equivalent
NZ Lawyers Conduct & Client Care Rules r 14.2 / r 1.2 partial
A lawyer who holds a practising certificate as a barrister sole must not— (a) practise as a solicitor; ... barrister sole means a lawyer ... who is the holder of a current practising certificate authorising the lawyer to act as a barrister and not as a barrister and solicitor.
SCO Solicitors LSS Standards of Conduct no clear equivalent
SG Lawyers Professional Conduct Rules 2015 no clear equivalent
HK Solicitors Solicitors' Guide Principle 2.01 strong
A solicitor who does not hold a practising certificate is not qualified to act as a solicitor in private practice (Legal Practitioners Ordinance (Cap. 159), section 7). A sole practitioner or partner must hold an unconditional practising certificate.
HK Barristers Bar Code of Conduct para 5.1 strong
A barrister may not practise as such unless he:- (a) holds a valid practising certificate issued by the Bar Council under section 30; and (b) save where he has been admitted under section 27(4), has provided in writing to the Bar Council the current address and telephone number(s) of the professional chambers in Hong Kong from which he practises.

Cases dealing with this duty

Clear

384 decisions · link basis: found breached = a tribunal finding; rule cited = the mapped provision is cited in the decision; text match = high-precision text pattern

  • Stephen Michael Oakley
    SDT solicitor 12096/2020 2020-01-01 text match

    Criminal Convictions

    Strike off 1 PDF View decision
  • Michael Thomas Cahill
    SDT solicitor 12158/2020 2020-01-01 text match

    Breaches, Failures

    Strike off 1 PDF View decision
  • Henna Zeb Khan
    SDT solicitor 12135/2020 2020-01-01 text match

    Breaches

    Strike off 1 PDF View decision
  • Chidi Umezurike
    SDT solicitor 12112/2020 2020-01-01 text match

    Breaches, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Munpreet Singh Virdee
    SDT solicitor 12052/2020 2020-01-01 text match

    Breaches, Client Money, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Ebru Atas
    SDT solicitor 12136/2020 2020-01-01 text match

    Breaches

    Strike off 1 PDF View decision
  • Maria Williams
    SDT solicitor 12081/2020 2020-01-01 text match

    Breaches, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Nagle, Peter Richard
    OLSC barrister 2019-08-15 text match

    Practising without a practising certificate — Unsatisfactory Professional Conduct

    Reprimand $0.00 About ​ About the OLSC The Commissioner History Mission statement Structure Contact ​ Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information ​ Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot ​​Topics 78 Legal Information Access Centre (LIAC), State Library of NSW​ , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility View decision
  • Nagle, Peter Richard
    OLSC barrister 2019-08-15 found breached

    1. Engaged in legal practice in the period since 1 July 2016, contrary to section 10 of the Legal Profession Uniform Law 2. Represented himself as entitled to engage in legal practice in the period since 1 July 2016, co…

    Reprimand $0.00 About ​ About the OLSC The Commissioner History Mission statement Structure Contact ​ Contact the OLSC Give us your feedback: online surveys Access to information (GIPAA) Community information ​ Information for lawyers Fact sheets FAQs Other regulatory and complaint-handling organisations Contact LawAccess NSW for legal information " You and Your Lawyer", Hot ​​Topics 78 Legal Information Access Centre (LIAC), State Library of NSW​ , provides access to information about the law in NSW regarding your lawyer Privacy Copyright and Disclaimer Website accessibility View decision
  • Alan Lloyd
    LSI solicitor AM Maloney & Co, Solicitors, Harbour Street, Tullamore, Co Offaly 2019-05-20 found breached

    In the matter of Alan Lloyd, a solicitor formerly practising in the firm of AM Maloney & Co, Solicitors, Harbour Street, Tullamore, Co Offaly, and in the matter of an application by the Law Society of Ireland to the Sol…

    strike_off View decision
  • Jaya Anil Kumar
    SG-DT lawyer 2019-01-22 found breached
    Struck off the roll with immediate effect 1 PDF View decision
  • Autore, Anthony
    OLSC solicitor Autore & Associates Solicitors & Barristers [2019] NSWCATOD 10 2019-01-09 text match

    Failed to comply with a Notice issued under s371 LPUL 2014 — Professional Misconduct

    Costs Reprimand No further practising certificate be issued until such time he has complied with the notice issued to him under s371 LPUL and dated 27 April 2017 $0.00 Proceedings Instituted 2 PDFs View decision
  • Paula Harris
    SDT solicitor 11913/2019 2019-01-01 text match

    Criminal Convictions

    Strike off 1 PDF View decision
  • Colin Kenneth Grooms
    SDT solicitor 12002/2019 2019-01-01 found breached text match

    Breaches, Delays, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Bethany Sarah Reay
    SDT solicitor 11994/2019 2019-01-01 text match

    Breaches

    Strike off 1 PDF View decision
  • Catherine Ann Sandbach
    SDT solicitor 12016/2019 2019-01-01 text match

    Breaches

    Strike off 1 PDF View decision
  • Eliot Lopian
    SDT solicitor 11949/2019 2019-01-01 text match

    Breaches

    Strike off 1 PDF View decision
  • Cabeer Ahmed
    SDT solicitor 12020/2019 2019-01-01 text match

    Breaches, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Johnbosco Eberechukwu Onyeme
    SDT solicitor 11999/2019 2019-01-01 text match

    Breaches, Client Money, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Tony Norman Guise
    SDT solicitor 12031/2019 2019-01-01 text match

    Breaches

    Strike off 1 PDF View decision
  • Harold Anthony Newell
    SDT solicitor 11911/2019 2019-01-01 text match

    Breaches, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Sheikh Muhammad Usman
    SDT solicitor 11917/2019 2019-01-01 text match

    Criminal Convictions

    Strike off 1 PDF View decision
  • Stephen Anthony Hogan
    SDT solicitor 11935/2019 2019-01-01 found breached

    Breaches, Client Money, Failures, Solicitors' Accounts Rules

    Strike off 1 PDF View decision
  • Dlakic, Amil
    OLSC solicitor Johnston Vaughan [2018] NSWCATOD 155 2018-09-14 text match

    1, Misappropriation 2. Multiple breaches of trust accounting provisions 3. Failure to disclose costs 4. Breach of undertaking 5. Breaches of Solicitors' Rules 6. Engaging in legal practice when not entitled — Profession…

    Costs Removal of lawyer's name from the Roll of Local Lawyers Disciplinary Action (31 May 2019) $0.00 Proceedings Instituted 1 PDF View decision
  • Mulock, Mark Joseph
    OLSC solicitor Mark Mulock & Co Pty Limited [2018] NSWCATOD 147 2018-08-28 text match

    1. Practised law without a practising certificate 2. Failed to obtain professional indemnity insurance — Professional Misconduct

    Costs Reprimand $0.00 Proceedings Instituted 1 PDF View decision

Duty classification does not yet cover every jurisdiction (Ontario, New Zealand and Singapore decisions are indexed but not yet duty-classified), so counts here understate those corpora.