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discipline 4 October 2026
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Decision record

Patricia Ann Rooney

JurisdictionEngland & Wales
BodySolicitors Disciplinary Tribunal (SDT)
Professionsolicitor
Case number10979/2012
Date01/01/2012
OutcomeS.43 Order (clerks)

Allegation / charges

Client Money, Others

Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision

SanctionOther
CostsGBP 10,500
Dishonesty foundYes

The Respondent, an unadmitted person employed as cashier and office manager at Andrew M Ford Solicitors, was found to have been the author of a fraud in which she misappropriated approximately £75,217.29 from the firm's client bank accounts between July 2009 and December 2010, paying funds to her partner/associate Mr Wilkins and to an account named 'Ironsides Solicitors', and concealing the misappropriations via a dummy client ledger and altered reconciliation reports. She did not attend; service was by newspaper advertisement. The Tribunal was satisfied to the criminal standard she was responsible for the fraud, relying particularly on her agreement in civil proceedings to repay £84,000. A Section 43 Order was made as an appropriate and proportionate regulatory (non-punitive) measure to protect the public and the profession's reputation, and she was ordered to pay costs of £10,500 (reduced from £13,275.15).

Duties found breached:

Aggravating factors:

  • Misappropriation of a significant sum (approx. £75,217.29) over a lengthy period (July 2009 to December 2010)
  • Active concealment through a dummy client ledger ('Vantage') and doctoring/omitting reconciliation reports from the senior partner
  • Funds used for the benefit of herself and her partner Mr Wilkins

Mitigating factors:

  • Repaid the misappropriated funds plus interest and costs (£84,000) in full by 31 August 2011 under a civil consent order

Duties engaged

Documents

Source: https://solicitorstribunal.org.uk/case/10979/