Decision record
Alison Haley Griffiths
Allegation / charges
Breaches, Client Money, Code of Conduct 2011, Code of Conduct for Solicitors, REL's & RFL's 2019, Criminal Convictions, Dishonesty, SRA Principles 2011, SRA Principles 2019
Findings — machine-extracted (anthropic-batch:claude-opus-4-8); verify against the decision
Alison Haley Griffiths, a solicitor admitted in 2003, misappropriated £49,482.52 from Client A and £35,790 from Person B while acting under Lasting Powers of Attorney. She was convicted of fraud by abuse of position under s.4 Fraud Act 2006 and sentenced to 24 months imprisonment. She admitted all allegations including dishonesty. The Tribunal, dealing with the matter on the papers by agreed outcome, found the misconduct extremely serious with no exceptional circumstances, and ordered she be struck off the Roll with no order as to costs.
Duties found breached:
- Honesty
- Integrity
- No taking unfair advantage
- Non-discriminatory acceptance and cab-rank
- No conflict between current clients
Aggravating factors:
- Dishonesty and lack of integrity benefitting the Respondent
- Commission of a criminal offence resulting in a custodial sentence of 24 months
- Misconduct sustained over an extended period (over two years)
- Abuse of position of trust involving vulnerable individuals
- Repeated pattern of behaviour affecting two victims
- Experienced solicitor (qualified 15-18 years)
Mitigating factors:
- Demonstrated insight and remorse
- Made open and frank admissions to employer, police and SRA
- Fully co-operated with the SRA investigation
Codes & rules applied
Duties engaged
- Overriding duty to the court
- No abuse of process or coercive powers
- Honesty
- Integrity
- No taking unfair advantage
- Fair dealing with unrepresented parties
- No bribery or improper gifts
- Personal probity and fitness to practise
- Uphold public trust in the profession
- No unlawful discrimination or harassment
- Non-discriminatory acceptance and cab-rank
- Fair, reasonable and lawful fees
- No conflict between current clients
- No improper benefit, loan or bequest
- Serve justice and improve the law